- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is recruiting for a Surveillance Compliance officer to join their team in New ... Surveillance reviews to the Head of US Surveillance + Clearly delineated by date, business ...+ Documented UAT Review of new scenarios. + Provide Surveillance expertise to BD and FCM Advisory Compliance… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... matters regarding front line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Other job-related duties may be assigned as required. **Job Family Group:** Compliance **Job Family:** Surveillance **Time Type:** Full time **Primary… more
- Wells Fargo (Charlotte, NC)
- …daily alerts related to FICC Trade Surveillance + Manage key relationships with Business Heads, Desk Heads, Compliance , COO and CIB Control for Rates + ... role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance . Learn more...business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a… more
- Saratoga Casino Hotel (Saratoga Springs, NY)
- …Saratoga Casino Hotel welcomes you to apply! Your Role: Our successful Surveillance Officers promote outstanding relations with all guests and fellow Team Members ... Role: + At least 18 years of age + Previous experience in casino surveillance preferred. + Excellent written and verbal communication skills required. + Ability to… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is committed to ... and alert escalations * Co-ordinate requests to and from, business ( Compliance ) partners and coordinate tracking and...of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and… more
- TD Bank (New York, NY)
- …Markets business , by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance 's ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $250,000...financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders… more
- General Dynamics Information Technology (Cheyenne, WY)
- …**Job Description:** Apply your expertise to advance the mission and optimize our business strategy as a Construction Surveillance Technician (CST) II at GDIT. ... **Public Trust/Other Required:** None **Job Family:** Security **Skills:** Construction,Ensure Compliance ,Standard Operating Procedure (SOP) **Experience:** 3 + years of… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance , reporting, and guidance ... a bank dealer and offer general support to the compliance department including testing and surveillance . **Primary...Business + Minimum 5 yrs. experience in broker-dealer Compliance or equivalent in legal, compliance or… more
- Marex (New York, NY)
- …to ensure Americas Compliance Calendar deadlines are achieved. + Work with business partners (ie, Surveillance , IT, Operations etc.) to develop and enhance ... (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who...for advising in the individuals within the various Marex Business lines from a Compliance perspective. Marex… more