- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance , reporting, and guidance ... a bank dealer and offer general support to the compliance department including testing and surveillance . **Primary...Business + Minimum 5 yrs. experience in broker-dealer Compliance or equivalent in legal, compliance or… more
- Marex (New York, NY)
- …to ensure Americas Compliance Calendar deadlines are achieved. + Work with business partners (ie, Surveillance , IT, Operations etc.) to develop and enhance ... (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who...for advising in the individuals within the various Marex Business lines from a Compliance perspective. Marex… more
- Marex (New York, NY)
- …to ensure Americas Compliance Calendar deadlines are achieved. + Work with business partners (ie, Surveillance , IT, Operations etc.) to develop and enhance ... For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide … more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Compliance Officer - Swap Advisory who will provide compliance ... compliance advisory services to the MDP and MSP business units as well as Compliance teams...Compliance Advisory services for US Swap Dealer Trade Surveillance process. + Provide Compliance Advisory services… more
- Citigroup (Tampa, FL)
- … compliance training resources and tools available centrally to support country/ business compliance programs training and research needs. + Additional duties ... Serves as a compliance risk officer for Independent ...relationships within CT function and with other stakeholders including Business process owners and Internal Audit function. + Identifying… more
- Bank of America (New York, NY)
- GCIB Business Controls Officer , Communications Review & Enterprise Programs Associate / VP New York, New York **Job Description:** Global Corporate & Investment ... + Participate in implementing new projects to achieve short and long-term business objectives by providing surveillance system analysis, testing and feedback… more
- BMO Financial Group (New York, NY)
- …surveillance activities to ensure program remains current and aligned with BMO Compliance Program. Work with business /group and internal partners to ensure ... regulatory requirements and developments. Maintain functional and regulatory expertise specific to business group, and refers to Compliance Policies & Procedures… more
- Houston Methodist (Houston, TX)
- At Houston Methodist, the Security Officer position is responsible formaintaining a safe and secure environment for patients, staff and visitors by patrolling and ... personal protection, traffic control and emergency response services. The Security Officer position may employ Houston Methodist-approved defensive tactics to ensure… more
- Houston Methodist (Baytown, TX)
- At Houston Methodist, the Security Officer position is responsible formaintaining a safe and secure environment for patients, staff and visitors by patrolling and ... personal protection, traffic control and emergency response services. The Security Officer position may employ Houston Methodist-approved defensive tactics to ensure… more
- Patriot Group International, Inc (Aurora, CO)
- …package receipt services if required. + . Maintain standards of Security Officer competency, conduct, appearance, and integrity, including compliance with PGI ... Security Control Room Officer -Poly Required Position Type: Full-Time, Exempt Work...(PGI), voted #1 Best Place to Work by Virginia Business Magazine and the Best Companies Group, offers an… more