- Truist (Austin, TX)
- …facing teammates as well as other leadership in the designated geography, the Wealth leadership team and the Compliance , Supervision and Risk departments to ... of potential areas of risk and emerging risk for Wealth . Following is a summary of the essential functions...for the successful and timely completion of supervisory and compliance initiatives for assigned regions. 3 . Perform… more
- NTT America, Inc. (Charlotte, NC)
- …and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consultant to join our team in Charlotte, North Carolina (US-NC), ... https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting **How You'll Help Us:** As a Risk & Compliance Consultant you will play a role… more
- Vanguard (Chesterbrook, PA)
- …Audit & SOX department is seeking a Senior Engagement Manager within our Advice & Wealth Management (AWM) team! This role is crucial for evaluating risks for AWM as ... key risk topics. This is a hybrid role requiring 3 days per week in the office; fully remote...commuting distance. Responsibilities: + Serve as trusted advisor and consultant to the department and business leaders to share… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Alternative Investment Consultant (Lead Wealth Investment Consultant ) in the Alternative Investments group ... as part of Wealth & Investment Management (WIM). Alternative Investment products include...of the asset class, investment offerings, policies, procedures and compliance requirements + Collaborate and consult with peers, colleagues… more
- Banco Popular Puerto Rico (San Juan, PR)
- …recommending suitable products and developing personalized investment strategies. The Financial Consultant must also ensure compliance with industry regulations ... 9, 2025 Location: San Juan, PR Company: Popular Workplace Type: On-site Financial Consultant | Popular Securities Job Type Full Time Exempt General Description The… more
- Wells Fargo (Charlotte, NC)
- …seeking an Internal Alternative Investment Consultant (Senior Business Growth Strategy Consultant ) in Wealth and Investment Management. Learn more about our ... of Investment Professional issues in partnership with their Regional Alternative Investment Consultant and the AI Middle Office Support Team + Ensure adherence to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Retirement Development Consultant (Business Growth Strategy Consultant ) in the National Sales Client Relationship ... Group as part of Wealth and Investment Management (WIM). In this role, consultants...retirement cases to achieve stated sales goals. Specifically, the consultant will be handling calls on complex Retirement and… more
- Brokers International (Urbandale, IA)
- We are currently seeking a dedicated and driven Life Sales Support Consultant to join our team. The Life Sales Support Consultant role is responsible for ... businesses and serve their customers through innovative products, marketing, compliance , and operational support. In June of 2021, we...As an added bonus, we close every Friday at 3 pm Our Culture At Brokers International, our thriving,… more
- HUB International (Metairie, LA)
- …property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. With over 18,000 employees in 500+ ... support and involvement through HUB Gives** **SUMMARY:** A Benefits Consultant (BC) interfaces with a group of clients (a...in employee benefits, 2) their annual renewal process, and 3 ) other possible options that would enhance or meet… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Annuity and Retirement Consultant (Business Growth Strategy Associate) in the National Sales Client Relationship Group ... as part of Wealth and Investment Management (WIM). In this role, consultants...opportunities in an assigned market + Ensure adherence to compliance regulations and policies + Perform research within Business… more
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