- Santander US (Dallas, TX)
- Regulatory Compliance Testing - Senior Advisor Country: United States...job description does not list all of the job duties of the job. You may be asked by ... You Make:** The Senior Advisor is part of the Compliance Testing ("CT") team for the Santander US ...your supervisors or managers to perform other duties . You may be evaluated in part based upon… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Partners with policy owners in creating and updating enterprise policies to ensure continued alignment with regulatory ... of the Raymond James business model. + Plays a role in the compliance reporting processes, including exception reporting, and approves corrective actions. + Works… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …the lead in identifying and prioritizing privacy and security risks and develops compliance initiatives to address these issues. KEY DUTIES : + Maintains primary ... community. **Description** This position oversees and manages Emory University's Privacy Compliance Program. Under the supervision of the Chief Compliance … more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Lending Compliance Analyst - Remote (Onsite as Needed) Fully Remote * Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) ... Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending Compliance ...such as complaints or investigation outcomes. + More advanced duties may include designation of subject matter expert for… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and managing an assigned compliance ... internal customers to identify, research, analyze, and resolve complex issues. **Essential Duties and Responsibilities** + Assists the Capital Markets Fixed Income … more
- TD Bank (Greenville, SC)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more
- Bon Secours Mercy Health (Cincinnati, OH)
- …**Primary Function/General Purpose of Position** The Director of Governance and Compliance provides direct management of compliance with federal, state, ... across multiple units. **Essential Job Functions** + **Regulatory and Accreditation Compliance ** : Collaborate with leadership to review, update, and ensure… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... line of defense. Also responsible for performing assessments of Citi's compliance risks; performing independent testing activities (testing and monitoring) within… more