- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and managing an assigned compliance ... internal customers to identify, research, analyze, and resolve complex issues. **Essential Duties and Responsibilities** + Assists the Capital Markets Fixed Income … more
- TD Bank (Greenville, SC)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more
- Bon Secours Mercy Health (Cincinnati, OH)
- …**Primary Function/General Purpose of Position** The Director of Governance and Compliance provides direct management of compliance with federal, state, ... across multiple units. **Essential Job Functions** + **Regulatory and Accreditation Compliance ** : Collaborate with leadership to review, update, and ensure… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... line of defense. Also responsible for performing assessments of Citi's compliance risks; performing independent testing activities (testing and monitoring) within… more
- State of Colorado (CO)
- …is the most appropriate course of action to take with the operator. Specific job duties include but are not limited to: Compliance Assessments : Determine the ... ECMC Compliance Inspector (EPST II) - Southwest Colorado Print...and what, if any, actions should be taken. Other Duties Assigned. Minimum Qualifications, Substitutions, Conditions of Employment &… more
- Veolia North America (Houston, TX)
- …local compliance tasks for their fleet and drivers. **Primary Duties /Responsibilities:** + Complete required USDOT recordkeeping, including the FMCSA biennial ... across North America. **Job Description** **Position Purpose:** The Transportation Compliance Manager is responsible for leading the transportation compliance… more
- CH Robinson (Des Moines, IA)
- …our team. In this role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus on adhering to Office of Foreign Assets Control ... forwarding activities. The role supports the implementation of effective compliance controls across all global locations, ensuring that transactions, shipments,… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is committed to providing fair ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more