- Citigroup (O'Fallon, MO)
- …Vice President (AVP) 2nd Line of Defense position serving as a Consumer Compliance Monitoring and Testing Officer within Citi's Independent Compliance Risk ... Banking (USPB) Independent Assessment team responsible for evaluating the effectiveness of compliance risk controls implemented by the first and second lines of… more
- Banc of California (Santa Ana, CA)
- …in ensuring the timely, accurate, and compliant filing of CTRs as well as compliance with OFAC regulations. Performs all duties in accordance with the Company's ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Sr. BSA/OFAC Compliance Specialist reports to the BSA Manager in the… more
- Navy Federal Credit Union (Vienna, VA)
- …(SG&R) Security/Cyber Standards & Assurance provides services to test and confirm compliance with the Security Standards by developing, advocating for, and reviewing ... with Security Control Requirements. Teams include Standards, Standards Compliance & Authorization, Assurance Monitoring and Analytics, and Controls… more
- JPMorgan Chase (Wilmington, DE)
- …involve participating in bias testing-related research projects to support and enhance the bank 's fair lending compliance program. In this position, you will ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...areas related to internal governance. + Perform other related duties as assigned. **Required Qualifications, Capabilities, and Skills** +… more
- KeyBank (Columbus, OH)
- …Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is ... responsible for helping to execute a robust and effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Partners with policy owners in creating and updating enterprise policies to ensure continued alignment with regulatory ... of the Raymond James business model. + Plays a role in the compliance reporting processes, including exception reporting, and approves corrective actions. + Works… more
- Louisiana Department of State Civil Service (LA)
- …information technology, and compliance with federal laws and regulations, such as the Bank Secrecy Act (BSA), in addition to compliance with state laws and ... Compliance Examiner 1-4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4930974) Apply ...for performing the full range of examination functions. Job Duties and Other Information EXAMPLES BELOW ARE A BRIEF… more
- Catalent Pharma Solutions (St. Petersburg, FL)
- **Operations Compliance Manager** **Position Summary** St. Petersburg is our primary soft gel development and manufacturing facility in North America with capacity ... a Patient First culture through excellence in quality and compliance , and to the safety of every patient, consumer...(SOPs) and supply chain business practices. + All other duties as assigned. **The Candidate** + Requires a bachelor's… more
- Vanguard (Malvern, PA)
- …and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard Funds and affiliated US ... and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and mentor a...limits. + Participates in special projects and perform other duties as assigned. Qualifications: + Experience: Minimum of 10… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Compliance Associate - Swap Dealer will contribute to the ongoing ... compliance program for Marex's registered Swap Dealer (Marex Derivative...The Company may require you to carry out other duties from time to time. Competencies, Skills and Experience:… more