- Huntington National Bank (Holland, MI)
- …Works with relationships of moderate to high complexity. + Knowledgeable on key compliance and regulatory requirements. + Performs other duties as assigned. ... Description Summary: The Private Bank Wealth Advisor II is the primary client...developing, delivering, and managing a high-net-worth client's Wealth Plan. Duties and Responsibilities: + Builds relationships with existing and… more
- SouthEast Bank (Knoxville, TN)
- …BSA Staff to serve as back up + Complete other various BSA and Compliance duties as assigned **SKILLS, KNOWLEDGE, AND TRAINING:** + Organizational and Research ... **BASIC FUNCTION:** Review, analyze and document customer activity to keep the Bank in compliance with the Bank Secrecy Act and Anti Money Laundering… more
- Huntington National Bank (Columbus, OH)
- …for qualified candidates to get broad exposure and advancement opportunities. Duties & Responsibilities: + Direct self-monitoring and testing activities to ensure ... and procedures. + Coordinate validation with Legal, Risk and Compliance partners. + Proactively challenge and influence both business...Site for more details. Note to Agency Recruiters: Huntington Bank will not pay a fee for any placement… more
- M&T Bank (Buffalo, NY)
- …+ Take a lead role in supporting departmental audits including user recerts, compliance testing. + Manage the planning, testing, and implementation of new projects, ... to address issues for the unit (dept). + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies.… more
- Huntington National Bank (Columbus, OH)
- Description Huntington's Consumer and Regional Bank Risk Specialist, Senior will prepare and maintain recurring risk reports and dashboards, ensuring accuracy and ... Teams to gather input, review controls and findings, and summarize results. Duties & Responsibilities: + Responsible for Policy/Controls and Process Documentation. +… more
- First Horizon Bank (New Orleans, LA)
- …and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design adequacy in complex ... + document work performed in conformance with internal audit methodology. **Essential Duties and Responsibilities** + Leads a team focused on assigned audit,… more
- Huntington National Bank (Columbus, OH)
- …a major business segment and/or region with significant span of control. Duties & Responsibilities: + Evaluate effectiveness of controls. + Direct self-monitoring ... + Manages multiple Operational Risk Specialists. + Performs other duties as assigned. Basic Qualifications: + Bachelor's degree +...+ Minimum of 7 years of experience in Audit, Compliance , Risk Management or Operational Risk. + In lieu… more
- TD Bank (Mount Laurel, NJ)
- …commercial, and corporate US bank regulations** + **Knowledge and experience within bank compliance or bank audit, legal and regulatory environment, ... and escalate issues requiring senior management attention** + **Experience leading bank compliance -related projects with multiple stakeholders and strict… more
- Flatirons Bank (Boulder, CO)
- …neighbors and local businesses thrive. Website www.flatirons. bank Contact ###@flatirons. bank ROLE AND RESPONSIBILITIES The position of Compliance Officer ... plays an important role for the Bank . With responsibility for managing compliance for the entire bank , this position is a critical part of the Bank 's… more
- TD Bank (New York, NY)
- … Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more