- Capital One (Richmond, VA)
- …services consumer compliance monitoring experience + Certified Regulatory Compliance Manager (CRCM) accreditation At this time, Capital One will not ... Experience + At least 2 years of experience in compliance testing, risk management, compliance monitoring , control or transaction reviews, privacy or… more
- Capital One (Mclean, VA)
- …GED or equivalent certification + At least 3 years of experience in compliance testing, risk management, compliance monitoring , quality assurance, control ... Bachelor's degree + 4+ years of financial services consumer compliance monitoring , auditing, risk management or ...years scripting experience in Python, SQL + Certified Regulatory Compliance Manager (CRCM) accreditation _At this time,… more
- Zions Bancorporation (Salt Lake City, UT)
- …talent; we bring the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer** **within the Market, Liquidity, Wealth Risk & Compliance ... Team.** **Description** A Market, Liquidity, and Wealth Risk & Compliance (MLW) Testing Officer works closely with team members and business line personnel to… more
- ADM (Chicago, IL)
- …ADM global affiliates, clearing exchanges, brokers and customers. The position reports to a compliance manager . We have a strong team that works well together. ... + Perform business communication testing within Smarsh system to ensure regulatory compliance . Take ownership of process from monitoring to follow-up and… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …procedures. + Mentors, manages, and develops direct reports. + Develop and deliver Compliance monitoring scorecards to Executive Leaders for real time reporting ... If your disability impairs your ability to email, you may call our HR Compliance Manager at 1-888-Olympus (###). **Let's realize your potential, together.** It… more
- Duquesne Light Company (Pittsburgh, PA)
- … compliance with NERC CIP and 693 standards. Direct all aspects of internal compliance monitoring program to ensure that the Company is "audit ready" with ... Compliance Officer, design and implement the Internal Compliance Monitoring Program for the Company each...be sure to discuss storm roles with the hiring manager for this position, as duties can vary across… more
- FirstEnergy (Akron, OH)
- …Service Company, a subsidiary of FirstEnergy Corp., and is within the Ethics & Compliance group. This position reports to the Manager , Ethics and Compliance ... support the day-to-day technical administration of the Archer Governance Risk and Compliance (GRC) platform used across the organization but primarily by the… more
- MUFG (Irving, TX)
- …Responsibilities** Compliance Analysts will operate under the direction of the Compliance Manager and provide support across activities that may include, but ... Are you a hard-working and resourceful candidate interested in pursuing a career in compliance and the banking industry? This opportunity might be right for you. As… more
- L3Harris (Greenville, TX)
- …data gathering and corrective action execution as instructed by the Global Trade Compliance Manager . Essential Functions: + Ensure regulatory compliance with ... local Empowered Official as appropriate. + Notify Global Trade Compliance Manager of any domestic or foreign...support customs operations. + Importer Security Filing + Tariff monitoring and tariff mitigation + Cargo Security/C-TPAT + Foreign… more
- Expeditors (Laredo, TX)
- … compliance activities for US and MX as established by CHQ and Regional Compliance Manager . Ref to DCM Task list. + Efficient management of the coordination ... actions to contribute to operations efficiency. + Escalate necessary issues to Shared Service Manager , Regional Compliance Manager . To be the most effective… more