- Marex (New York, NY)
- …in ensuring that all activities are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on ... + Ability to develop and implement effective Written Supervisor Procedures ("WSPs") to monitor and enforce compliance with regulatory and firm requirements. +… more
- Merck (West Point, PA)
- …and leading a group of compliance professionals through the deployment of compliance programs, monitor compliance efforts and advise site senior ... + Lead a team of site internal auditors to ensure PIR and monitor ongoing compliance activities + Provide training and guidance to employees on compliance … more
- Amazon (Arlington, VA)
- …solutions including the operational processes and controls in place that support compliance programs. * Monitor , evaluate, and continuously improve the business ... Description As part of the Santos Supply Chain Security, Compliance , Privacy and Trust team, you will build the bridges between security, technology, operations, and… more
- Celtic Bank (Salt Lake City, UT)
- …contractual and regulatory compliance requirements, perform due diligence, assess compliance risks, monitor for adherence to policies and regulations, and ... the primary contact for assigned SLPs with respect to compliance -related matters and activities. + Oversee and monitor... compliance -related matters and activities. + Oversee and monitor the Compliance Management Systems of assigned… more
- Post Holdings Inc. (St. Louis, MO)
- …to develop other Company policies which may overlap or intersect with the Company's Compliance Program. Monitor the adherence to compliance policies and ... we make a difference. Responsibilities The Vice President of Global Ethics and Compliance plays a critical role in setting the strategy and overseeing the Company's… more
- Marex (New York, NY)
- …in ensuring that all activities are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on ... For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance … more
- Wells Fargo (Charlotte, NC)
- …judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements + Monitor the reporting, escalation, and timely ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) ...Compliance Officer in Corporate and Investment Banking (CIB) Compliance to lead various topics across CIB Compliance… more
- The Rare Wine Co. (Brooklyn, NY)
- …distributor appointments/terminations, control state coding, and manage territory agreements. Compliance Research: Monitor regulatory changes and industry best ... Compliance Associate Vieux Vins Group is a prestigious...and partners. Position Overview: We are seeking a mid-level Compliance Associate to join our energetic and talented team… more
- ADP (Maitland, FL)
- …to, and implementation of compliance requirements. (GSO, Legal, Privacy, Corporate Compliance etc.) + Monitor project managed initiatives to ensure processes ... **ADP is hiring a Director, Operations - Sales Compliance & Ethics** You will serve a key...will serve a key role in supporting the Sales Compliance Program operations and enhancements. You will deliver … more
- City of New York (New York, NY)
- …are not limited to: - Project-manage cases from beginning to end of respective compliance initiatives. - Monitor the progress of cases, including case statuses ... in order to facilitate affordable housing development. Housing Incentives' Compliance and Enforcement division investigates and takes enforcement action against… more