- Capital One (Richmond, VA)
- …GED or equivalent certification** + **At least 1 year of experience in compliance testing, compliance monitoring , quality assurance, control review or ... + **Bachelor's degree** + **2+ years of financial services consumer compliance monitoring experience or 2+ years of consumer compliance auditing… more
- RWE Clean Energy (Austin, TX)
- … guidance and industry best practices. + Maintains understanding of NERC compliance monitoring and enforcement processes. + Performs investigative analysis for ... systems. **Role Responsibilities:** + Assists in the development, implementation, coordination, and monitoring of the RWECE NERC O&P compliance program including… more
- T. Rowe Price (Baltimore, MD)
- …to existing accounts, and programming of all restrictions into the firm's investment compliance monitoring system, Charles River. We are committed to continuous ... sharing expert knowledge of the Charles River system, or other investment compliance monitoring system(s), to significantly increase depth of knowledge within… more
- Capital One (Richmond, VA)
- …or risk management. + 2+ years of experience in financial services consumer compliance monitoring , risk, or auditing experience. + CIPP (Certified International ... such as: new products, process development, development of controls and monitoring , remediation/corrective action of compliance breakdowns, and change in… more
- Capital One (Mclean, VA)
- …results for contribution in senior management level reporting + Review business risk compliance monitoring results and periodically validate that monitoring ... Compliance Advisor Manager (Customer Core/Technology) Capital One's technology...opportunity to usher in leading edge, innovative approaches to compliance risk management in close partnership with our business… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge business needs and IT solutions within the compliance field. This… more
- Duquesne Light Company (Pittsburgh, PA)
- …the Company's CIP compliance program in accordance with NERC's risk-based Compliance Monitoring and Enforcement Program. + Maintain awareness of emerging ... compliance processes for the Company including evaluation of compliance initiatives, review and monitoring of ...including evaluation of compliance initiatives, review and monitoring of compliance with existing regulations, and… more
- Capital One (Plano, TX)
- …Preferred Qualifications: + Bachelors Degree + 2+ years of financial services consumer compliance monitoring or quality assurance experience + 2+ years complaint ... Senior Associate, Compliance The Compliance Complaints Team within...enjoys developing a deep understanding of requirements and conducting monitoring /testing and drawing conclusions based on critical thinking, judgment… more
- RWE Clean Energy (Austin, TX)
- … guidance and industry best practices + Maintains understanding of NERC compliance monitoring and enforcement processes + Leads investigative analysis for ... areas. **Role Responsibilities:** + Assists in the development, implementation, coordination, and monitoring of the RWECE NERC O&P compliance program including… more
- Sleep Number (Minneapolis, MN)
- …recovery, third-party risk, audit support, security awareness and compliance monitoring . Primary Responsibilities Cybersecurity Governance and ... Position Purpose As the Director, Cybersecurity Governance, Risk, and Compliance , you are responsible for overseeing enterprise-wide cybersecurity governance, risk… more