- HUB International (Austin, TX)
- …records and assist in tracking regulatory compliance tasks. + Assist with compliance testing , including ADP/ACP and top-heavy testing . + Reconcile Form ... guidance on ERISA and DOL regulations. + Assist in monitoring retirement plan operations for compliance with...analytical thinking, and excellent organizational skills. + Experience with compliance testing for ERISA plans + Proven… more
- American Water (St. Louis, MO)
- …companies, as well as the continual effectiveness of the OCP. * Facilitate the testing of key compliance requirements through risk assessment tools and solution ... within specified areas identified through the risk assessment process to facilitate monitoring and testing of those activities. * Coordinate tracking and/or… more
- American Express (Sunrise, FL)
- …policy interpretation, regulatory change implementation, and incident response. + Support compliance testing , audit readiness, and business responses to ... and comply with applicable regulatory obligations. + Support the execution of compliance risk assessments and ongoing monitoring activities within the business… more
- DoorDash (San Francisco, CA)
- …+ Translate regulatory requirements into effective controls and perform testing , monitoring , and documentation to ensure compliance . + Conduct compliance ... because you will + Provide second-line-of-defense oversight to establish enterprise-wide compliance assurance frameworks and monitoring programs relating to… more
- MUFG (Irving, TX)
- …Laundering, Sanctions, Anti-Bribery & Corruption, Regulatory Change Management, Testing , Issues Management, Program Management, Risk Assessment, Monitoring ... reliable information for decision making and to support risk assessment, testing , monitoring , control room, surveillance, registration, and reporting, amongst… more
- City National Bank (Charlotte, NC)
- …CRIMES COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for monitoring , analyzing, and escalating matters of regulatory or legal initiatives, requirements, ... in a BSA role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional Qualifications* * ACAMS Certified… more
- Texas Health Resources (Arlington, TX)
- …20% MONITORING , AUDITING AND ENFORCEMENT Design and execute Conduct compliance audits and assessments to ensure adherence to regulations. Monitor changes in ... compliance and privacy to include prior experience in auditing/ monitoring , compliance training, and investigations. Req Licenses and Certifications… more
- Premera Blue Cross (Mountlake Terrace, WA)
- …regulatory directives and support related company implementation efforts. + Plan and conduct compliance monitoring reviews as assigned to verify compliance ... sampling and testing to determine if applicable departments/functions are in compliance . + Assist in compiling data requests of functional areas in preparation… more
- Texas Health Resources (Arlington, TX)
- …time frame. Other duties as assigned. Review, Auditing, and Monitoring Conduct Compliance Audits - Perform internal audit testing to ensure adherence to ... + Core work hours: Monday - Friday; 8:00a-5:00p; Position Summary The Coding Compliance Manager oversees and manages auditing and monitoring activities related… more
- American Water (Bel Air, MD)
- …accordance with permit conditions and applicable regulatory requirements, including routine monitoring and reporting requirements. * Validate that compliance ... grow professional. _*Primary Role*_ The Senior Supervisor, Water Quality and Environmental Compliance is responsible for carrying out the day-to-day compliance … more