- Truist (Greenville, NC)
- …America) **Please review the following job description:** Perform risk management and compliance monitoring and testing for assigned business unit/corporate ... compliance monitoring . Prepare detailed reporting on monitoring and testing results with attention to...assigned business unit(s). 6. Recommend process improvements based on compliance monitoring and/or testing results.… more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, ... and coordinate with our Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of key risks and business units… more
- Snap Inc. (Los Angeles, CA)
- …contributing to a culture of integrity, this role is for you. What you'll do **:** + Compliance Monitoring & Testing : Perform monitoring and testing ... compliance program elements such as risk assessments, investigations, training, monitoring , and testing . Minimum Qualifications: + Bachelor's degree in a… more
- Citigroup (O'Fallon, MO)
- …Assistant Vice President (AVP) 2nd Line of Defense position serving as a Consumer Compliance Monitoring and Testing Officer within Citi's Independent ... deeply and drive meaningful results. **Responsibilities:** + Develop, implement, and execute compliance testing and monitoring activities in alignment with… more
- BMO Financial Group (New York, NY)
- …Ascertain training needs and help develop training based on gaps identified through the compliance monitoring and testing . + Assist business group management ... Fixed Income compliance program. Coordinate and performs risk assessment, monitoring , testing and surveillance activities to ensure program remains current… more
- BMO Financial Group (Naperville, IL)
- …training needs and helps develop training based on gaps identified through the compliance monitoring and testing . + Identifies enhancements to business ... of a specific compliance program. Coordinates and performs risk assessment, monitoring , testing and surveillance activities to ensure program remains current… more
- Regions Bank (Hoover, AL)
- …to identify gaps or potential issues + Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations ... + Experience with the review and implementation of new regulatory requirements, and compliance related monitoring / testing for adherence to regulations +… more
- KeyBank (Columbus, OH)
- …focus on deposit servicing functions. Additionally, the Compliance Manager will conduct compliance monitoring and testing to ensure compliance risks ... supporting deposit products is also applicable for mitigation of compliance risk. + Conduct compliance monitoring...well in a team environment. + Strong risk assessment, monitoring , and testing skills. + Sound decision-making… more
- KeyBank (Cleveland, OH)
- …to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks ... evolves and grows. + Proven ability to work in a team environment. + Compliance monitoring and testing skills. + Sound decision-making skills; able to make… more
- American Express (New York, NY)
- …and international Compliance program, including policies, issue management, and oversight of Compliance monitoring and testing . + Ensure Compliance ... compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing , and related efforts. + Develop and retain… more