- Coinbase (Richmond, VA)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Operations within the CX Compliance ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- Hawaiian Electric (Honolulu, HI)
- …representation workload into project schedules. Assists with training of users and monitoring and reporting of compliance with work tracking processes. Supports ... Portfolio Analyst / Senior Portfolio Analyst -...into project schedules. Assists with training of users and monitoring and reporting of compliance with work… more
- American Express (Phoenix, AZ)
- …and the Money Laundering Risk Assessment ("MLRA"). **Role of Financial Crimes Compliance Reporting Analyst ** As GFCC embarks on a modernization journey ... the future of American Express. American Express's Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money… more
- Intuit (San Diego, CA)
- **Overview** HR Shared Services SOX & Compliance Principal Business Analyst , is responsible for managing, monitoring , and reporting on compliance efforts ... technology, and other partners as needed to ensure end-to-end compliance and controls are in place, operating, and executed...meetings with process and control owners to ensure SOX testing plans are properly created to address financial reporting… more
- Robert Half Finance & Accounting (Boston, MA)
- Description Our client is a boutique Wealth Management firm looking to bring onboard a Compliance Analyst . The role is in Boston, mostly in office. This role ... candidates to demonstrate strong interpersonal skills, confidentiality, and proficiency in compliance -related monitoring systems, and travel may be required for… more
- The County of Los Angeles (Los Angeles, CA)
- …Reviews and approves technical systems documentation and user manuals. Coordinates the monitoring of contractor compliance . Develops and reviews requests for ... SENIOR INFORMATION SYSTEMS ANALYST /EMERGENCY APPOINTMENTS HOMELESSNESS Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4765385) Apply SENIOR… more
- Entergy (The Woodlands, TX)
- …(SOX)). The Analyst will support the tracking and trending of compliance effectiveness and propose program adjustments to address issues. This position in the ... . + Deliver process excellence by maintaining a strong culture of regulatory compliance at Entergy. **Experience needed** + **Cybersecurity Analyst I:** 0-2+… more
- Neuberger Berman (New York, NY)
- …and annual compliance training and assist with content updates + Participate in compliance testing as part of the firm's overall Investment Advisers Act Rule ... Neuberger is seeking an Analyst to join the Compliance Team...In this role, the primary focus is surveillance and monitoring , with opportunities to contribute to collaborative projects across… more
- Janus Henderson Investors (Denver, CO)
- …market developments + Support or complete compliance risk assessments and perform testing , monitoring and reviews in support of Janus Henderson Investors' ... your own, we would love to hear from you! Your opportunity The Senior Compliance Analyst performs a variety of activities in the Corporate Compliance group… more
- GCI Communication Corp (Anchorage, AK)
- GCI's Senior Compliance & Controls Transformation Analyst will champion com pliance within GCI's Business to Business (GCI B), Business to Consumer (GCI C), ... Accounting, Finance, and Application Technology departments as part of the Compliance & Controls Transformation (second line of defense) team. Proactively identify … more