- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate . The Associate -level position is ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- Capital One (Richmond, VA)
- Senior Associate - Network Participant Risk Oversight Testing & Monitoring **As a Senior Risk Associate at Capital One, you will be joining the newly ... present to the Global Payment Network.** **As Senior Risk Associate on the NPRM Team, you'll be responsible for...and other second line of defense teams to conduct testing and monitoring to identify and mitigate… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Eurofins US Network (Rensselaer, NY)
- …. The primary responsibilities include: **Key Responsibilities:** + Conduct environmental monitoring in controlled process areas to ensure compliance with ... is an international life sciences company, providing a unique range of analytical testing services to clients across multiple industries, to make life and our… more
- UMB Bank (Jefferson City, MO)
- …administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst, you will carry out the testing function ... deficiencies and comply with regulatory requirements. Being a UMB associate is unlike working at any other company. You...Compliance Management Program + Plan, develop and execute compliance testing , including control design and performance… more
- Capital One (Richmond, VA)
- …Military Experience + At least 2 years of experience in compliance testing , risk management, compliance monitoring , control or transaction reviews, ... Senior Associate , Compliance The Corporate Compliance...Preferred Qualifications: + 3+ years of financial services consumer compliance monitoring experience + Certified Regulatory … more
- Capital One (Mclean, VA)
- …certification + At least 3 years of experience in compliance testing , risk management, compliance monitoring , quality assurance, control review ... Principal Associate , Compliance Transaction Tester The US...Bachelor's degree + 4+ years of financial services consumer compliance monitoring , auditing, risk management or … more
- Penn State Health (Lancaster, PA)
- …the supervision of the Director of Ambulatory Care, the Coordinator of Ambulatory POC Testing and Compliance oversees and ensures compliance of all Point ... control monitoring , and trending preferred. + Experience with point-of-care testing preferred. + Knowledge of regulatory and accrediting agency standards related… more
- Capital One (Mclean, VA)
- …an experienced Senior Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of a team leader, for ... Senior Associate , Compliance Transaction Tester The US...Bachelor's Degree + 3+ years of financial services consumer compliance monitoring , auditing, risk management or … more