- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate . The Associate -level position is ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- DriveTime (Tempe, AZ)
- …and protecting your vehicle. **That's Nice, But What's the Job?** In short, a Compliance Monitoring Specialist is responsible for monitoring compliance ... policies and procedures, marketing materials, and training materials related to regulatory compliance . **In long, a Compliance Monitoring Specialist is… more
- UMB Bank (Kansas City, MO)
- …administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst you will assist the Compliance Testing ... deficiencies and comply with fiduciary requirements. Being a UMB associate is unlike working at any other company. You...and other applicable laws. + Plan, develop and execute compliance testing , including control design and performance… more
- Navy Federal Credit Union (Vienna, VA)
- …to ensure strong cybersecurity practices and regulatory compliance . The Summer Associate will support Asset Based Testing efforts, helping to plan, scope, ... Overview Team Overview: The Summer Associate will join the Controls Assurance - Asset...+ Assurance Monitoring and Analytics + Controls Testing and Regulatory Compliance + Strategic initiatives… more
- Capital One (Richmond, VA)
- Principal Associate , Compliance Tester The US Card...least 3 years of experience in compliance testing , risk management, compliance monitoring , ... Compliance team is seeking an experienced Principal Associate who will be responsible for leading and executing...Bachelor's degree + 3+ years of financial services consumer compliance monitoring , auditing, risk management or … more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, ... and coordinate with our Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of key risks and business units… more
- Navy Federal Credit Union (Vienna, VA)
- …Teams include Standards, Standards Compliance & Authorization, Assurance Monitoring and Analytics, and Controls Testing /Regulatory Compliance . ... the other teams through daily operations and a meaningful project. The Summer Associate - Standards Compliance & Authorizations will develop a working knowledge… more
- Capital One (Richmond, VA)
- Principal Associate , Compliance The Principal Associate Compliance Advisor - Third Party Compliance will be responsible for working with business ... Capital One to advise on third-party risk. The Principal Associate Compliance Advisor will support the Third...to create and advise on the management of third-party compliance monitoring controls, perform compliance … more