- NatWest Markets (Stamford, CT)
- Regulatory Compliance Testing Associate LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00249215 Our people work differently ... out in the United States. **Job description** **Swap Dealer Testing Associate ** **2LOD** **This role is responsible...of team operating an effective Compliance Assurance testing program and will be responsible for monitoring… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Fujifilm (Research Triangle Park, NC)
- **Position Overview** The Associate 1, Quality Control (QC) Environmental Monitoring (EM) is an entry level position responsible for performing site ... environmental and clean utility monitoring within the manufacturing classified areas. This role performs routine laboratory testing and support activities in… more
- Capital One (Plano, TX)
- Senior Associate , Compliance The Corporate Compliance...+ At least 2 years of experience in consumer compliance testing , compliance monitoring ... team is seeking a highly motivated and experienced Senior Associate Tester. This role is responsible for executing second-line...years of financial services consumer compliance control testing , compliance monitoring , quality assurance,… more
- Capital One (Plano, TX)
- …is seeking an experienced Senior Associate who will be responsible for executing compliance testing and reviews. The Senior Associate will be responsible ... Senior Associate , Compliance The Compliance ...Bachelors Degree + 2+ years of financial services consumer compliance monitoring or quality assurance experience +… more
- Capital One (Richmond, VA)
- …- Participate in targeted validations on controls over applicable regulations and sanctions compliance testing - Develop an understanding of Compliance Risk ... Associate , Compliance Advisory Specialist I **Title:...as: new products, process development, development of controls and monitoring , remediation/corrective action of compliance breakdowns, and… more
- Capital One (Richmond, VA)
- …+ Conduct targeted validations on controls over applicable regulations + Involvement with compliance testing and third party compliance , as directed + ... Compliance Privacy Advisor, Senior Associate Capital...+ 2+ years of experience in financial services consumer compliance monitoring , risk, or auditing experience. +… more
- Capital One (Richmond, VA)
- Principal Associate , Compliance The Principal Associate Compliance Advisor - Third Party Compliance will be responsible for working with business ... Capital One to advise on third-party risk. The Principal Associate Compliance Advisor will support the Third...to create and advise on the management of third-party compliance monitoring controls, perform compliance … more
- Capital One (Mclean, VA)
- …by providing guidance, advice, and effective challenge + Actively engage with privacy compliance testing and third party compliance + Review privacy-related ... Compliance Privacy Advisor, Principal Associate The...the application of privacy requirements, development of controls and monitoring , remediation/corrective action of compliance breakdowns, and… more
- Guidehouse (Mclean, VA)
- …generation and profitability of the firm. + Lead the assessment and testing of Financial Crimes compliance programs and implement recommended changes/controls ... **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50%...now seeks to expand its team by recruiting an Associate Director who will be fundamental to this growth… more