• Senior Compliance Officer

    AIG (Parsippany, NJ)
    Senior Compliance Officer , Investments Compliance Location: Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to manage ... risk. Join us as a Senior Compliance Officer , Investments Compliance to play your part in that transformation. It's an opportunity to grow your skills and… more
    AIG (05/15/24)
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  • Commercial Broker Dealer Chief Compliance

    Capital One (New York, NY)
    …(22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial ... Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital… more
    Capital One (04/30/24)
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  • SEF Compliance Surveillance Lead…

    Bloomberg (New York, NY)
    SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... other regulated offerings globally. We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF Compliance team. In this role, you… more
    Bloomberg (04/26/24)
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  • Business License Compliance Officer

    City of Reno, NV (Reno, NV)
    Business License Compliance Officer Print Subscribe Class Title Business License Compliance Officer Class Code 9116 Salary $69,430.40 - $97,656.00 ... field inspections of new and existing businesses in order to ensure compliance with applicable business license, special activities and special events ordinances and… more
    City of Reno, NV (04/16/24)
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  • Health System Specialist ( Compliance

    Indian Health Service (Whiteriver, AZ)
    Summary One (1) Permanent Full-Time Health Systems Specialist ( Compliance Officer ) position to be filled in the Quality Management Department (QM) at the ... (CHC) by the Health Care Compliance Association (HCCA) Certified Professional Compliance Officer (CPCO) by the American Academy of Professional Coders (AAPC)… more
    Indian Health Service (04/04/24)
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  • Wealth Management Digital Direct Compliance

    Morgan Stanley (Baltimore, MD)
    …within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business segments ... **Job:** ** Compliance * **Title:** *Wealth Management Digital Direct Compliance Officer * **Location:** *Maryland-Baltimore* **Requisition ID:** *3248035*… more
    Morgan Stanley (03/12/24)
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  • Compliance Officer III

    State of Massachusetts (Boston, MA)
    …and attached "as relevant" to the requisition. * The overall mission of the Compliance Officer is to process driver applications from TNCs; request information ... and Certification* **Organization:** **Department of Public Utilities* **Title:** * Compliance Officer III* **Location:** *Massachusetts-Boston-1 South Station*… more
    State of Massachusetts (05/22/24)
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  • Cybersecurity Compliance Officer

    Syensqo (Princeton, NJ)
    Job ID 28829 **Cybersecurity Compliance Officer ** Regular Princeton - NJ, United States of America (https://www.google.com/maps/place/Princeton - NJ,United ... on regulatory requirements, industry standards, and risk profiles. The Cyber Compliance Officer undertakes a range of operational, administrative, analytical,… more
    Syensqo (05/31/24)
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  • RN Compliance Officer

    Louisiana Department of State Civil Service (Baton Rouge, LA)
    RN Compliance Officer Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4537480) Apply  RN Compliance Officer Salary $6,271.00 - ... investigate complaints of alleged violations of the Nurse Practice Act and/or compliance with statutory provisions and/or rules and regulations of the Louisiana… more
    Louisiana Department of State Civil Service (06/08/24)
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  • Investigations and Compliance

    City of New York (New York, NY)
    …of the Director, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency EEO personnel, ... workforce across over 80 agencies (mayoral or non-mayoral). The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to… more
    City of New York (05/18/24)
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