- Wilcox Industries (Newington, NH)
- At Wilcox, the role of a Compliance Officer is vital in safeguarding the organization against legal and regulatory risks. This individual will ensure that the ... adheres to all relevant Export laws and internal policies. The Compliance Officer helps to maintain the organization's integrity, reputation, and operational… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and plays a key… more
- The County of Los Angeles (Los Angeles, CA)
- DEPUTY COMPLIANCE OFFICER Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/5058602) Apply DEPUTY COMPLIANCE OFFICER Salary ... For more information, please view the classification specification: DEPUTY COMPLIANCE OFFICER (https://www.governmentjobs.com/careers/lacounty/classspecs/1065759?keywords=1681&pagetype=classSpecifications) Follow us on Social… more
- City National Bank (Newark, DE)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... training for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of… more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York ... City office. Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within the National Compliance Office… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- Louisiana Department of State Civil Service (Baton Rouge, LA)
- ELECTIONS COMPLIANCE OFFICER 3 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/5158803) Apply ELECTIONS COMPLIANCE OFFICER 3 ... recorded history. The Elections Integrity Unit is seeking an Elections Compliance Officer 3 to assist in conducting criminal investigations regarding elections,… more
- Insight Global (New York, NY)
- Job Description The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and ... other investor/third party materials and communications. The Compliance Officer will serve as the primary day to day contact for the business regarding marketing… more
- Louisiana Department of State Civil Service (New Orleans, LA)
- RN Compliance Officer Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/5161440) Apply RN Compliance Officer Salary $6,271.00 - ... be foundhere. Job Duties and Other Information Job Duties: This RN Compliance Officer position is in our Investigations Division. This position is responsible… more