- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks ... line of defense. Also responsible for performing assessments of Citi's compliance risks; performing independent testing activities (testing and monitoring) within… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to develop… more
- Community Health Systems (Wilkes Barre, PA)
- **Job Summary** A Facility Compliance Officer (FCO) is responsible for facility level implementation, oversight, and ongoing operation of compliance ... are met and assists the Senior Vice President, Corporate Compliance and Privacy Officer (CCO) with the overall organizational compliance program.… more
- Salt Lake City Corporation (Salt Lake City, UT)
- Position Title: Compliance Enforcement Officer Job Description: Reporting to an Urban Services Division Field Supervisor, incumbent performs duties associated ... codes, specifically regarding parking. The team's responsibilities include ensuring compliance with paid parking requirements, managing parking complaints from the… more
- Volunteers of America Upstate New York (Rochester, NY)
- …a compliance calendar for staff credentials and clearances. 14. Serve as Corporate Compliance Officer . Prepare annual report to CEO and Board of Directors of ... Compliance and Quality Assurance Officer Job Details Job Location 214 Lake - Rochester, NY Position Type Full Time Salary Range $70000.00 - $85000.00 Salary/year… more
- Catholic Charities of the Dioscese of Albany (Albany, NY)
- …Are you Ready to Launch Your Career? Join us in our mission as the Compliance & HIPAA Privacy Officer at Catholic Charities of Executive Office & Support ... Services. The Compliance & HIPAA Privacy Officer 's combined system-wide oversight responsibilities for corporate compliance , including oversight and… more
- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior ... leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in ... environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance . The incumbent will be responsible for supporting and leading… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM. + Translating… more
- JPMorgan Chase (Jersey City, NJ)
- …the status quo and striving to be best-in-class. As a Control Room Officer within the Compliance , Conduct and Operational Risk (CCOR) organization, you ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more