- US Bank (Charlotte, NC)
- …the Financial Crimes Compliance program and leads Enterprise Financial Crimes Compliance . The BSA/ AML Officer fulfills the statutory requirements for ... is accountable for coordinating, monitoring , and managing compliance with financial crimes laws. The BSA/ AML ...managing compliance with financial crimes laws. The BSA/ AML Officer has authority and is principally… more
- Intuit (Mountain View, CA)
- …evolving products and risk profile. Cross-Functional Collaboration + Work closely with BSA/ AML Officer , Quality Control, Risk Operations, Data Analytics, Legal, ... impact? Intuit is seeking a Lead Investigator to join our dedicated Anti-Money Laundering ( AML ) compliance team. In this role, you'll be crucial in protecting… more
- CIBC (Chicago, IL)
- …of data pipelines and analytics workflows using Databricks and SAS Viya for AML transaction monitoring and customer risk rating. Develop solution requirements - ... regulatory changes and industry trends. + **Collaboration** - Partner with technology and AML stakeholders, including CIBC's BSA Officer and our Canadian parent… more
- MUFG (Irving, TX)
- …transaction risks based upon this analysis. _Additional duties as assigned Compliance and Regulatory Responsibilities:_ Assist assigned AML Department Manager ... audit and regulatory examination reviews. Under the direction of the assigned AML Department Manager, ensure compliance with federal information sharing requests… more
- Enterprise Bank & Trust (Clayton, MO)
- …+ Assists with managing the Bank's sanction screening systems as well as the AML Monitoring System and ensure adherence, including system data validation, model ... for compliance + Effectively work with Microsoft Office products, AML software, and other computer software programs + Exceptional interpersonal, writing,… more
- Brink's (Coppell, TX)
- …equal opportunity to participate and grow. Job Description ROLE OVERVIEW The Chief Compliance Officer (CCO) is the enterprise leader responsible for designing, ... global Ethics & Compliance strategy. Reporting directly to the Chief Legal Officer , the CCO serves as a trusted advisor to the CEO, Executive Leadership Team,… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …that reflects the organization's unique characteristics. This will include oversight and monitoring of the Compliance (CMS), Model Risk Management, Third Party ... and other improprieties, without fear of retaliation. . Coordinating internal compliance review and monitoring activities, including periodic reviews of… more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring ); . Conflicts of interest… more
- Banc of California (Durham, NC)
- …as assigned. **WHAT YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- City National Bank (Charlotte, NC)
- …of KYC/EDD and transaction monitoring models. Under the guidance of the BSA Officer , works with the Compliance Training Officer to ensure that ongoing ... COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for monitoring , analyzing, and escalating matters of regulatory or legal...well as internally. * As designated by the BSA Officer , acts as a BSA, AML , OFAC… more