- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... Banking Advisory and Capital Markets) as well as Legal and Compliance colleagues regarding Information Barriers, Wall Crossing Procedures, Sensitive Information and… more
- PNC (San Francisco, CA)
- …opportunity to contribute to the company's success. As a(n) Supervising Mortgage Loan Officer within PNC's Mortgage organization, you will be based in Greater SF Bay ... Manages daily loan activities of a small, high performing Mortgage Loan Officer team. + Manages a portfolio of customer relationships. Seeks prospective… more
- Charles IT (Stamford, CT)
- …promotes work-life balance and a strong sense of belonging. The Client Technology Officer (vCTO) serves as the strategic advisor and executive liaison for a ... also supporting regulatory and cybersecurity frameworks like CMMC, HIPAA, and FINRA . Responsibilities - Lead executive conversations focused on IT strategy, budget,… more
- MUFG (Tempe, AZ)
- …of our recruitment team will provide more details. **Position Summary:** The Client Service Officer will act as a point of contact for Transaction Banking of the ... client inquiries. + Ensure policy guidelines are followed to mitigate risk and compliance issues. + Demonstrate a commitment to, implement, and follow policies and… more
- Huntington National Bank (Columbus, OH)
- Description The Senior Risk Officer - Investment Management colleague will operate within the Investment Management space, playing a key role in the delivery of risk ... and partners with senior leaders to ensure effective risk governance, regulatory compliance , and operational resilience. Duties & Responsibilities: + Serve as a core… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of the BURM (Business Unit ... of issues and partner with stakeholders in opening issues (Audit/ Compliance /Management Identified)Completing Issue Closure TemplatesAcquiring the necessary management approvalsScheduling… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** + The Director-Credit Officer 's main responsibility entails the review and challenge of credit applications ... Provide feedback and guidance, as necessary, to business units to ensure compliance with internal policies and procedures standards. + Monitor and supervise problem… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC is seeking a Vice President / Credit Officer to cover Middle Market LBO. + Review and challenge of credit applications ... Provide feedback and guidance, as necessary, to business units to ensure compliance with internal policies and procedures standards. + Monitor and supervise problem… more
- PNC (North Hills, PA)
- …have an opportunity to contribute to the company's success. As a Mortgage Loan Officer within PNC's Mortgage organization, you will be based in Erie or North ... solutions and refers products and services; reviews documentation to ensure compliance . Manages customer pipeline for efficiency. + Collaborates with internal and… more
- Citigroup (New York, NY)
- The Investment Relationship Officer is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...external + Ability to manage multiple concurrent deadlines + FINRA SIE, Series 7, Series 66 required (or obtained… more