• Compliance Officer , VP

    Flatirons Bank (Boulder, CO)
    …proper minutes are maintained. + Develop, implement, and maintain lending and deposit compliance policies , processes and procedures to ensure compliance ... action, to the identified findings. + Assist the BSA/CFT/OFAC Officer with developing policies , procedures ,...compliance with applicable regulations. + Support the Records Officer with maintaining record retention policies . +… more
    Flatirons Bank (05/30/25)
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  • Deputy Risk and Compliance Officer…

    AON (St. Peter, MN)
    Deputy Risk and Compliance Officer - Captive Insurance, Guernsey Aon Insurance Managers (Guernsey) Ltd. (AIMG) is seeking an experienced Deputy Risk and ... Compliance Officer to join the team. The...Compliance Officer to join the team. The Risk and ...apprised with regulatory updates, identify emerging risks and update policies and procedures where appropriate. + Financial… more
    AON (07/22/25)
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  • VP, Compliance Officer - Asset…

    Berkshire Bank (Boston, MA)
    …the asset management compliance and testing programs. Develop and maintain department Policies and Procedures to ensure compliance with internal and ... Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen,... compliance and fraud team meetings. Present revised procedures and policies to corporate committees. +… more
    Berkshire Bank (06/06/25)
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  • Executive Director, Swap Dealer Compliance…

    CIBC (New York, NY)
    …of CIBC's Annual Swap Dealer and Security Based Swap Dealer Chief Compliance Officer Reports; + Drafting and maintaining key policies and procedures ... compliance program; + Drafting and maintaining key policies and procedures relating to new CFTC...policies , standards, guidelines and controls; + As a Compliance Officer , this job is accountable for… more
    CIBC (07/25/25)
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  • Retirement Compliance Officer

    Iowa Department of Administrative Services (Des Moines, IA)
    Retirement Compliance Officer Print (https://www.governmentjobs.com/careers/iowa/jobs/newprint/5028871) Apply  Retirement Compliance Officer Salary ... join our team at IPERS. Position Overview As theRetirement Compliance Officer , you will be responsible for...Do you have experience interpreting and applying rules, regulation, policies and/or procedures ? + Yes + No… more
    Iowa Department of Administrative Services (08/02/25)
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  • Regulatory and Safety Compliance…

    Oregon State University (Corvallis, OR)
    …recurring or emerging safety risks. + Communicate and enforce college-wide safety and compliance policies and procedures . Monitoring and Inspections + ... Admin (AGA) Position Title Administrator 3-Faclt/Ops Job Title Regulatory and Safety Compliance Officer & Corvallis Farm Unit Director Appointment Type… more
    Oregon State University (08/01/25)
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  • Compliance Officer , Regulatory…

    TD Bank (New York, NY)
    …with monthly and ad hoc Compliance reporting. + Support the development of US policies and procedures for Core Compliance functions and liaise with the ... more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core ...laws and regulations and relate those laws to operational procedures , company policies , and industry trends +… more
    TD Bank (08/02/25)
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  • Chief Compliance Officer

    Equitable (Charlotte, NC)
    …observations and recommendations for improvements to internal controls and policies / procedures . * Planning, testing, and drafting Compliance reports. The ... Chief Compliance Officer ( 250000CZ ) **Primary...federal, state and local level and follow the organization-specific policies and guidelines, affecting business practices. **Securities Laws and… more
    Equitable (07/15/25)
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  • Senior Manager, CIB & Research Compliance…

    Scotiabank (Houston, TX)
    … Compliance activities such as, but not limited to the development of Compliance Policies & Procedures , performing regulatory horizon scanning and impact ... Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary...or review of new and existing policies , procedures and guidelines designed to ensure compliance … more
    Scotiabank (07/23/25)
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  • Senior Trust Wealth Management Compliance…

    First Horizon Bank (Memphis, TN)
    …to ensure effective testing program. + Assist in reviewing and revising as needed the compliance policies and procedures . + Educate and train employees on ... best at serving their customers one opportunity at a time. **Summary:** The Senior Compliance Officer is primarily responsible for helping to ensure adherence to… more
    First Horizon Bank (07/29/25)
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