- University of Delaware (Newark, DE)
- …business services throughout the College. The Associate Business Officer ensures compliance with University policies and procedures . The Associate ... Associate Business Officer Job no: 502586 College / VP Area:Graduate...for full-time and part-time staff and faculty, enforcing UD policies and procedures for the college; may… more
- Berkshire Bank (Boston, MA)
- …the asset management compliance and testing programs. Develop and maintain department Policies and Procedures to ensure compliance with internal and ... Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen,... compliance and fraud team meetings. Present revised procedures and policies to corporate committees. +… more
- Veterans Affairs, Veterans Health Administration (Beckley, WV)
- …facility Director. Responsibilities MAJOR DUTIES AND RESPONSIBILITIES: 1) Policies and Procedures Develop written compliance policies and procedures ... implementation of compliance initiatives within the Medical Center and CBOCs. The Compliance Officer will function as an independent and objective person who… more
- The County of Los Angeles (Los Angeles, CA)
- DEPUTY COMPLIANCE OFFICER Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/5058602) Apply DEPUTY COMPLIANCE OFFICER Salary ... For more information, please view the classification specification: DEPUTY COMPLIANCE OFFICER (https://www.governmentjobs.com/careers/lacounty/classspecs/1065759?keywords=1681&pagetype=classSpecifications) Follow us on Social… more
- HUB International (New York, NY)
- …Officer in implementing, updating, and maintaining SEC investment advisor and/or FINRA compliance policies and procedures . This means assisting in ... investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible,...up of the firm's Code of Ethics and other policies and procedures designed to prevent violations… more
- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer III, Investment Compliance State Teachers' Retirement System JC-501517 - Investment Officer III, Investment Compliance ... seeking an experienced individual to work as an Investment Officer III (IO III) on the Investment Compliance...Investment Branch to comply with a comprehensive system of policies , processes and procedures designed to prevent,… more
- Veterans Affairs, Veterans Health Administration (San Diego, CA)
- …model compliance plan into the VHA Compliance program. Distribute written policies and procedures that promote commitment to compliance and address ... industry oversight expectations, provided the primary impetus for implementing a standardized internal compliance program. The Compliance Officer serves as a… more
- TD Bank (New York, NY)
- …with monthly and ad hoc Compliance reporting. + Support the development of US policies and procedures for Core Compliance functions and liaise with the ... more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core ...laws and regulations and relate those laws to operational procedures , company policies , and industry trends +… more
- SMBC (New York, NY)
- …and process burden. + Assist in the design, implementation and maintenance of Compliance policies and procedures to ensure consistency in achieving ... of the below-listed Compliance Program areas: + Policies and Procedures Management + Compliance...+ M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +… more
- State of Massachusetts (Boston, MA)
- * Compliance Officer II | Department of Family & Medical Leave* The Compliance Officer is responsible for conducting investigations for compliance ... for identifying and investigating cases in accordance with department policies and procedures , identified as a result...to deliver program integrity. *What you'd do:* ** The Compliance Officer II,who reports to the Senior… more