- Raymond James Financial, Inc. (Denver, CO)
- …+ Respond to and assist with privacy-related inquiries. + Develop and administer policies and procedures for identifying, reporting, and resolving privacy risks. ... + Develop, administer and maintain privacy policies , standards and procedures . + Develop and...and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance .… more
- Nelnet (Lincoln, NE)
- …and delivery. + Leads Nelnet Bank's marketing compliance reviews to ensure compliance with laws, regulations, policies , procedures , and guidance. + ... to and will collaborate closely with the Bank's Chief Compliance Officer and will also work closely...complex compliance risks and requirements. + Keeps policies , procedures , and guides that are within… more
- MTA (New York, NY)
- …Subcontractor's compliance with applicable federal and state regulations, policies / procedures , and contract provisions. + Researches and develops ... Diversity & Inclusion Officer , Deputy Chief Diversity Officer MW/DBE & SDVOB Contract Compliance , Senior...from New York State. + Familiarity with the MTA's policies and procedures . + Familiarity with the… more
- Aegon Asset Management (Denver, CO)
- … requirements. + Assist the CCO and Deputy CCO to develop, maintain and update compliance policies and procedures for multiple compliance activities, ... in the preparation of reports for the TAM Chief Compliance Officer concerning these programs. + Direct...corrective action or revisions to policies and procedures based upon findings from internal audits, compliance… more
- Texas A&M University System (College Station, TX)
- …and export controls risk management protocols in collaboration with the AgriLife Research Compliance Officer , SRS, and relevant officials. + Works jointly with ... the AgriLife Ethics and Compliance Director, Research Compliance Officer ...to federal and state regulations, Texas A&M University System policies , and Texas A&M AgriLife rules and procedures… more
- State of Connecticut, Department of Administrative Services (Wethersfield, CT)
- …as soliciting bids and recommending contract awards; + Assists in formulation of policies and procedures relating to area(s) of responsibility and implementation ... Fiscal/Administrative Officer Recruitment # 251204-1308AR-001 Location Wethersfield, CT Date Opened...of such policies and procedures ; + Acts as liaison with… more
- Wells Fargo (Charlotte, NC)
- …following and adhering to applicable Wells Fargo policies and procedures , appropriately fulfilling risk and compliance obligations, timely and effective ... additional screening and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities and/or personal… more
- Avera (Tyndall, SD)
- …and OSHA requirements. + Develop, implement, and maintain policies and procedures to ensure regulatory compliance . + Conduct internal audits and risk ... This position also functions as the payroll administrator and compliance and privacy officer . **Job Duties** **Provides...address compliance issues. + Train staff on compliance policies , patient privacy laws, and ethical… more
- University of Utah (Salt Lake City, UT)
- Details **Open Date** 11/13/2025 **Requisition Number** PRN43595B **Job Title** Compliance Officer **Working Title** Regulatory Compliance Manager - ... assurance procedures is preferred. An understanding of University operations, policies and technology is preferred. Training or teaching experience is also… more
- CUNY (New York, NY)
- …HRPP Policies and Procedures , and managing the implementation of compliance policies . In addition to the responsibilities outlined above, the Research ... Research Programs Manager ( Compliance and Human Research Protections) - Office of...the Senior Associate Dean for Research and Strategy/Chief Research Officer . The Research Manager will oversee several key domains… more