- MUFG (Jersey City, NJ)
- …will be working as a member of the Office of the Chief Data Officer (OCDO), as Data Governance Issue Management Analyst, responsible for enabling the efficient and ... Bank with focus on Risk and Regulatory Reporting and Financial Crimes Compliance under the Data Management Integrated Control Framework (DMICF). Activities include… more
- City National Bank (New York, NY)
- …asset management and CNS Brokerage statements with clients. Partner with City National Securities (CNS) Investment Officer (IO) to communicate with clients about ... * Manage client relationships to maximize client retention and grow the business in compliance with the goals and objectives of the clients. * Work with the Private… more
- Commerce Bank (Leawood, KS)
- …establishment of investment objective, asset allocation, selection of specific securities , investment performance reporting, and client service. Essential Functions ... of assigned client investment portfolios, work with the client and administrative officer as appropriate + Provide information to clients regarding general market… more
- CIBC (San Francisco, CA)
- …Canada). It's an asset if you've completed any of the following: Branch Compliance Officer 's Course (BCO), Branch Managers Examination Course (BME), Conducts & ... Practices Handbook (CPH) Wealth Management Essentials (WME); or Certified Financial Planner (CFP) + **Values matter to you** . You bring your real self to work and you live our values - trust, teamwork, and accountability. _Subject to plan and program terms… more
- MUFG (Tampa, FL)
- …checking all daily back office operations of the Supply Chain Finance(SCF) Unit The Officer is expected to: + Ensure prompt review and monitoring of workflows of the ... Service; + Performance and error mitigation and control + Compliance policies and procedures. + Special projects + Performed...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Citigroup (San Antonio, TX)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …for existing & new memberships + Coordinate with 1st line of defense, Compliance , and Regulatory Legal to ensure potential impacts related to regulatory requirements ... + In-depth knowledge of financial markets and products such as securities , derivatives (OTC derivatives) and/or cash clearing. Experience / subject matter… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in this role will partner with subject matter experts in Regulatory Reporting, Compliance , Technology, and others in the Category IV program to drive data strategy, ... business unit or function levels as per the guidance from the Chief Administrative Officer heading up the Business Controls & Risk function. + Contribute to data… more
- MUFG (Los Angeles, CA)
- …information necessary for effective credit monitoring. + Work as the underwriting officer on syndicated credits where bank is the agent. Identify cross-selling ... to those associated with Bank Secrecy Act, anti-money laundering, consumer compliance , fair lending, fiduciary responsibilities, and privacy). + Ensure top quality… more
- MUFG (Dallas, TX)
- …to minimize losses and maximize recoveries. We are seeking a seasoned banking officer with strong credit analysis skills, cash flow modeling, loan workout and ... for capital cost/provision planning and charge-offs. Adhere to applicable compliance /operational risk controls in accordance with MUFG or regulatory standards… more