- Citigroup (New York, NY)
- Securities Finance encompasses the Agency Securities Lending (ASL), Directed Agent Investment Services (DAIS), and Collateral products within the Execution ... investors to enhance their portfolio returns through intrinsic value securities lending, liquidity management, and collateral optimization. Citi's key strengths… more
- Fluent (New York, NY)
- …to the Chief Financial Officer and play a key role in ensuring compliance with all SEC reporting requirements and corporate governance matters. You will lead our ... risk management + Advise on and oversee policies and procedures relating to securities law compliance and disclosure matters, including the administration of the… more
- Sabre (Dallas, TX)
- …advisor on a wide range of corporate matters. Reporting to our Chief Legal Officer , you will oversee Sabre's SEC compliance program, lead its corporate ... + Provide legal training and thought leadership on governance and securities law compliance topics. + Manage outside counsel relationships and optimize legal… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Effectively manage overall operational and compliance risk related to SEC and Climate reporting for Truist. Ensure ... distributed to the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC) and Federal Deposit Insurance Corporation (FDIC)… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- The Hertz Corporation (Atlanta, GA)
- …legal setting under the guidance of attorneys, which includes supporting Securities and Exchange Commission ("SEC") filings and public company compliance ... for the corporate team's three critical pillars: (1) public company compliance , (2) corporate governance, and (3) transactional support for financing transactions.… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...an Executive Director to serve as a Senior Credit Officer within the Credit Department. This role will lead… more
- City of New York (New York, NY)
- …not be limited to, the following: Drafting Agency Agreements: - Assist OMB's Privacy Officer in ensuring agency compliance with City, State and federal privacy ... needed, and track all outstanding agreements to ensure OMB compliance . - Assist in drafting Memorandums of Understanding, Inter-Agency...in legal matters relating to the issuance of municipal securities by the City and the Bond Financing Entities.… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more