- State of Massachusetts (Boston, MA)
- …the Commonwealth serves as the chief election officer , chief information officer , and chief securities regulator in Massachusetts. Additionally, the office ... approved exemption as of their start date. Details relating to demonstrating compliance with this requirement will be provided to applicants selected for employment.… more
- Citigroup (Tampa, FL)
- …focusing on a wide array of products including corporate, asset-backed securities , loans, derivatives, structured products and financings. In addition, SP provides ... Control Analyst:** SP is seeking an In Business Control Officer for its In-Business Control team (IBC) in Tampa,...manages the SP risk and control framework and monitors compliance with laws, regulations, and Citi policies and procedures.… more
- Bank of America (Charlotte, NC)
- …capital, liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the ... and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the identification of… more
- CalSTRS (Sacramento, CA)
- …Management & Operations. Under the direction of the Chief Investment Officer (CIO), the Senior Investment Director (SID), Strategic Management & Operations, ... Experience providing oversight and management of investment performance, investment compliance /ethics programs, investment cost projects, or investment operations for… more
- M&T Bank (Baltimore, MD)
- …and control topics impacting the Institutional Broker-Dealer, Corporate Securities Underwriting, and Syndications/ Participations. **Primary Responsibilities:** + ... internal risk committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance with respect to established key risk… more
- American Express (New York, NY)
- …the maintenance of minute books, agendas, corporate seals, stock certificates, officer and director rosters, signatory rosters, and corporate registrations and ... including notices, agendas, resolutions, and meeting minutes. + Preparing officer certificates, powers of attorney, contracts, and other corporate documents… more
- Citigroup (New York, NY)
- …assurance to the Board of Directors, the Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior management and regulators on ... Entities + Assess counterparty credit risk and market risk for Securities Financing Transactions and Over-the-Counter transactions + Evaluate whether the Business… more
- MUFG (Tampa, FL)
- …checking all daily back office operations of the Supply Chain Finance(SCF) **Unit The Officer is expected to:** + Ensure prompt review and monitoring of workflows of ... section's output reports, records and files. Ensure all standard operational and compliance procedures are updated and enforced. Provide timely support to new… more
- MUFG (Tampa, FL)
- …section's output reports, records and files. Ensure all standard operational and compliance procedures are updated and enforced. Provide timely support to new ... Support a group of staff (4-8) which consists of Analyst/ Officer + Support the development of staff as well...reports and assignments to support department Management's goal. . ** Compliance :** Enforce bank's compliance policies and procedures.… more
- MUFG (New York, NY)
- …(DPPO). The Director of Americas DPPO will lead the data privacy and protection compliance team for MUFG Americas, including the US, Canada, and Latin America. The ... position reports to the Global Chief Privacy Officer and plays a key leadership role in developing...and implementing appropriate changes to existing policies, standards and compliance programs based on legal and regulatory developments. +… more