- Federal Reserve Bank (Philadelphia, PA)
- …generally prohibit employees, their spouses/domestic partners, and minor children from owning securities , such as stock, of banks or savings associations or their ... or your spouse/domestic partner or minor child own such securities , and would not be willing or able to...who can provide you contact information for our ethics officer if necessary. You should review the Bank's Employee… more
- State of Massachusetts (Boston, MA)
- …the Commonwealth serves as the chief election officer , chief information officer , and chief securities regulator in Massachusetts. Additionally, the office ... approved exemption as of their start date. Details relating to demonstrating compliance with this requirement will be provided to applicants selected for employment.… more
- State of Massachusetts (Boston, MA)
- …the Commonwealth serves as the chief election officer , chief information officer , and chief securities regulator in Massachusetts. Additionally, the office ... approved exemption as of their start date. Details relating to demonstrating compliance with this requirement will be provided to applicants selected for employment.… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Bank of America (New York, NY)
- …capital, liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the ... and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the identification of… more
- NBC Universal (Englewood Cliffs, NJ)
- …over financial reporting is maintained and oversee all aspects of Sarbanes-Oxley (SOX) compliance + Assist Chief Accounting Officer and Corporate Controller with ... as external reporting functions as a key leader in Chief Accounting Officer organization. + Oversee overall period end financial close and consolidation process,… more
- Bank of America (New York, NY)
- …capital, liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the ... goals. Influencing and negotiating across CFO partners, as well as EFR organization, Compliance & Op Risk, and other verticals (GBAM and Banking) risk colleagues +… more
- M&T Bank (Baltimore, MD)
- …and control topics impacting the Institutional Broker-Dealer, Corporate Securities Underwriting, and Syndications/ Participations. **Primary Responsibilities:** + ... internal risk committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance with respect to established key risk… more
- MUFG (Jersey City, NJ)
- …and reports consumed by stakeholders across the bank, including the Chief Risk Officer , Chief Credit Officer , and Risk Committees. Your expertise developing ... to better meet evolving business and regulatory needs. **** **Governance & Compliance ** + Ensure reporting outputs comply with internal risk policies, procedures,… more
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