- AON (St. Peter, MN)
- … compliance databases, registers and act in place of Risk and Compliance Officer when needed. Keeping apprised with regulatory updates, identify emerging ... culture. Assist other department members and provide risk and compliance support to senior management and colleagues....databases, registers and act in place of Risk and Compliance Officer when needed. Keeping apprised with… more
- Scotiabank (Tampa, FL)
- …to results, in an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, FL** **Global ... team, committed to results, in an inclusive and high-performing culture. **Purpose** The Compliance Officer will serve as the primary point of contact for… more
- TD Bank (Charlotte, NC)
- …risk monitoring + Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the Board(s) of Directors, ... of this transition may vary depending on availability and individual circumstances._ The Senior Compliance Governance & Operations Analyst provides a range of… more
- Dana-Farber Cancer Institute (Brookline, MA)
- Reporting to the VP, Chief Compliance Officer with a dotted line reporting relationship to the VP, Revenue Performance Management, the Director of Billing ... discrepancies. Develops and implements monitoring systems and metrics to ensure ongoing compliance . Prepares and presents review findings to senior management… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS US Compliance ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Adecco US, Inc. (Palo Alto, CA)
- …related to compliance or security + Partner with Legal, IT, and senior leadership to update policies and reduce compliance risk + Monitor regulatory ... on-site role in Palo Alto, CA We are seeking an experienced **International Trade Compliance (ITC) Manager** to lead compliance with US export control laws… more
- Seattle Children's (Seattle, WA)
- …the development, execution and advancement of an effective, integrated enterprise-wide compliance , ethics and internal audit program in support of Seattle Children's ... vision and values. The CCO leads and oversees Seattle Children's corporate compliance , internal audit, privacy, and research compliance programs (collectively,… more
- City National Bank (Jersey City, NJ)
- …will work directly with the City National Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business Control Manager for Risk Management and ... 1LOD role, within Technology & Innovation, will support the Compliance Management System (CMS) process, with a focus on...and translate into effective presentations to external regulators and Senior Executives. * Working knowledge in a broad range… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) Sanctions responsible for overseeing the Level 3 alert review ... from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities Inc. **Role Objectives** +… more