- FirstBank PR (San Juan, PR)
- Compliance Officer Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the ones that ensure we deliver on our ... number one place for you. A Brief Overview The Compliance Officer supports the effective implementation of...trends, risk exposure, control effectiveness, and residual risks. + Compliance Testing and Reporting Plan : Keep… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer II - Compliance Testing LOCATION -- Cincinnati, Ohio ... Bank. GENERAL FUNCTION: Responsible for leading reviews in the compliance testing program to ensure full ...required. - Three - Five (3-5) years' experience as Officer or equivalent work experience. - Computer/Technical: Demonstrates working… more
- Byline Bank (Chicago, IL)
- …Byline Bank is the place for you. **Objective of Position** : The Compliance Officer assists with the monitoring and testing components of the Compliance ... policies and procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking… more
- First Horizon Bank (Dallas, TX)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... all state and federal laws and regulations related to Consumer , Trust, and Commercial Compliance to be...preferred (2-3 years) + Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory)… more
- KeyBank (Buffalo, NY)
- …ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance.... The ideal candidate has a functional knowledge of consumer finance operations and products, experience in testing… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …+ Areas of responsibility and accountability within compliance Include: consumer , commercial, Wealth & asset management, testing & practices, financial ... to Regulatory Monitoring and Change management Program ownership. + Recommend protocols for compliance testing . + Contribute updates to the compliance risk… more
- First Horizon Bank (Memphis, TN)
- …best at serving their customers one opportunity at a time. **Summary:** The Senior Compliance Officer is primarily responsible for helping to ensure adherence to ... processes and procedures promulgated by Federal and State regulators. The Senior Compliance Officer is responsible for adherence to First Horizon Trust… more
- Citigroup (Irving, TX)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions Fraud responsible for ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Leading compliance and control reviews. +… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... broker-dealer and a bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** +… more
- KeyBank (NY)
- …management processes exist. + Demonstrate a working knowledge of applicable banking/ consumer compliance regulations and laws, industry trends, emerging issues, ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines.... The ideal candidate has a functional knowledge of consumer finance laws and regulation, experience in testing… more