- Bank of America (Jacksonville, FL)
- Officer ; Markets Support Analyst Jacksonville, Florida **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Jacksonville/ Officer --Markets-Support-Analyst\_25024525-2) **Job Description:** **About Us** At Bank of America,… more
- SMBC (New York, NY)
- …Description** The SMBC Capital Markets, Inc. Capital Market Business Control Officer is a business-aligned change agent and risk management individual contributor. ... 2nd Line of defense functions including Risk Management and Compliance . * Leads and provides expert guidance on assessment...SMBC Capital Markets, Inc. (CM) supporting the Sales & Trading Vertical BCO * Support Middle and Back office… more
- Wells Fargo (Charlotte, NC)
- …Business Aligned Supervisory Support (BASS) team. This position will require basic trading product knowledge to provide expertise to key aspects of the bank's ... Controls and COO teams as well as other support functions (eg, Compliance , Testing, Audit, Risk, Operations, Technology, Legal, and Human Resources). Their goal… more
- City National Bank (Los Angeles, CA)
- …communication skills. Additional responsibilities include internal communicating with Technology, Compliance , Risk, Sales and Trading internal partners. The ... *OPERATIONS OFFICER * WHAT IS THE OPPORTUNITY? City National Bank...for processing transactions that support Foreign Exchange Sales & Trading . This role requires the ability to work in… more
- Citigroup (Tampa, FL)
- Citibank, NA seeks a Model/Analysis/Validation Senior Officer for its Tampa, Florida location. Duties: Develop, validate, and review essential market risk models to ... measure and manage risks of the trading book. Improve the model development process, and recalibrate...regulatory including CCAR and internal risk management requirements. Ensure compliance to regulatory requirements, including Basel II, II.5, and… more
- Federal Reserve Bank (Chicago, IL)
- …Reserve Bank of Chicago The First Vice President and Chief Operating Officer ("FVP/COO") holds a leadership role within the Chicago Fed, primarily responsible ... Des Moines. **KEY RESPONSIBILITIES:** + Serves as the second-ranking officer of the Bank, reporting to the President; partners...ability to perform the duties of their position satisfactorily. Compliance with both the rules set out in the… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Lead Market Risk Officer for the Trade Product Stress Team (TPST) within Market & Counterparty Risk Management. TPST oversees regulatory and ... Populate and submit the FR Y-14Q Schedule L Counterparty schedule in compliance with regulatory requirements, while conducting analysis to identify trends, explain… more
- Principal Financial Group (Des Moines, IA)
- …to the President of Principal Securities. In partnership with the firm's Chief Compliance Officer , you will define, implement, and lead a best-in-class ... you ready to shape the future of supervision and compliance at one of the most respected financial institutions...to personal and business conduct as well as personal trading activities for you and members of your household.… more
- JPMorgan Chase (Chicago, IL)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...and striving to be best-in-class. As a Lead Credit Officer - Vice President on the Specialty Finance Risk… more
- Bank OZK (Charlotte, NC)
- Job Purpose & Scope The VP, Trust Investment Officer constructs and manages individualized investment portfolios in conjunction with clients' financial needs and ... meetings and client portfolio review calls + Provide general investment expertise and trading capabilities + Generate and review trades in the stock and bond markets… more
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