- Mizuho Corporate Bank (Chicago, IL)
- …of the team with training of junior staff members. Ensures compliance with applicable internal policies, procedures and regulatory requirements. Principal Duties1) ... Essential + Serve as liaison between the account officer , all related departments, HO, and clients with timely...required. + Participate in the bank's efforts in FATCA compliance and the validation of the tax forms obtained… more
- Fluent (New York, NY)
- …to the Chief Financial Officer and play a key role in ensuring compliance with all SEC reporting requirements and corporate governance matters. You will lead our ... you'll work closely with the Finance and Legal & Compliance teams on strategic transactions and a wide range...and disclosure matters, including the administration of the Insider Trading Policy + Collaborate with the Finance and Accounting… more
- Citigroup (Tampa, FL)
- …assurance to the Board of Directors, the Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior management and regulators on ... and understand all the risk points. + Knowledge in Derivative products and/or trading products. + Understanding of the US Basel rules. + Risk management experience… more
- Wells Fargo (Charlotte, NC)
- …Risk Specialist to join the Corporate and Investment Banking, Chief Risk Officer Group. This individual will lead the transformation of our counterparty credit ... focus on enhancing oversight capabilities, automating manual controls, and ensuring compliance with regulatory commitments. The ideal candidate will bring deep… more
- Logan Health (Whitefish, MT)
- …suspected violation of this Code or other hospital policies or procedures to supervisor, Compliance Officer or through the compliance hotline. (EF) + Attends ... as scheduled. (MF) + Other duties as assigned. + Compliance Plan and Code of Conduct: + NVH is... with antitrust laws, advertising and marketing, discrimination, insider trading and government requests. (EF) + Reports any violation… more
- Compass Minerals America Inc. (Overland Park, KS)
- …powers of attorney and proxies). + Support the administration of the Company's compliance program, insider trading compliance matters, maintain compliance ... and its products. **Summary** Under the direction and supervision of the Chief Legal Officer , the Corporate Paralegal will assist in a broad range of legal matters… more
- Barry Callebaut (Chicago, IL)
- …tools (corporate housekeeping, claims management and contract management) * Assist the Group Compliance Officer on compliance matters About you: * JD ... broad range of corporate, commercial, litigation, legal operations and compliance matters as part of a dynamic and diverse...ideally in a similar industry (ie food, manufacturing, commodity trading and sourcing) * Valid, active license to practice… more
- Citigroup (Washington, DC)
- The Business Risk Officer is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. ... representatives and colleagues in other areas including product, legal & compliance . Accountable for ensuring investments sales are in line with suitability… more
- Unity Technologies (San Francisco, CA)
- …all levels of the business. This role reports to the Senior Vice President, Chief Legal Officer of Unity, and will be located in either our New York or San Francisco ... transactions, executive compensation, stock administration, and public company reporting and compliance , including: + Lead Unity's public company compliance … more
- HUB International (Chicago, IL)
- …HUB's investor relations programs and strategies. Reporting to HUB's Chief Financial Officer , this individual acts as the primary liaison between the company's ... inform communication strategies. + Monitor the company's stock performance and trading activity, identifying factors influencing valuation and investor sentiment. +… more
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