- City National Bank (Los Angeles, CA)
- …other 2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity, IT Risk , ... Risk and Control Self Assessments (RCSA's), Key Risk Indicators (KRI's), Issue Management , Operational...Act as the business teams' liaison for business line risk management , compliance activities, legal… more
- JPMorgan Chase (Jersey City, NJ)
- …services industry with background in controls, audit, quality assurance, operational risk management , or compliance + Proficiency in Microsoft Office ... and joint accountability model with the business executives that promotes early compliance and operational risk identification and assessment, effective… more
- Grant Thornton (Los Angeles, CA)
- …and presenting final results to auditees and the leadership team. + Reviewing operational , financial, and technology processes to provide management with a ... profit improvement, cost reduction, fraud prevention, internal control, and compliance . + Performing engagement management responsibilities, including project… more
- JPMorgan Chase (Brooklyn, NY)
- …services industry with background in controls, audit, quality assurance, operational risk management , or compliance ; or equivalent subject matter ... Join JPMorgan Chase's Finance Control Management (FCM) team! Finance Control Management ...and consistent control environment across Firmwide Finance, promoting early operational risk identification and assessment, effective design… more
- Highmark Health (Pittsburgh, PA)
- …recommendations or proposals for action. This job works collaboratively to support all risk and compliance assessment activities of Highmark Health across a ... unit. 7. Perform miscellaneous job-related duties as assigned. 8. Audit & Compliance supporting operational business processes, government compliance and… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... trends, including regulatory expectations and standards for effective compliance management systems** + **Knowledge and experience with risk management… more
- Mizuho Corporate Bank (New York, NY)
- …ACBD1 is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ... ACBD1, is responsible for a wide range of compliance matters and risk management ...management . + Coordination Hub: Representing ACBD1 in cross-functional risk management frameworks-including Operational , Reputational,… more
- Caterpillar, Inc. (Nashville, TN)
- …Lead plays a critical role in the advancement and maturation of enterprise risk management , governance, and cybersecurity compliance programs. This position ... strategy. + Solution Design: Design and architect ServiceNow IRM solutions-including Policy & Compliance Management , Risk Management , Audit Management… more
- KeyBank (Cleveland, OH)
- …Square, Cleveland Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance ... **Required Qualifications** + Education/Background: Bachelor's degree, + Minimum 6 years of compliance , risk management , and/or audit experience with a… more
- NBC Universal (New York, NY)
- …and involving technology & automation + Experience in implementing / managing Governance Risk Compliance tool + Project management skillset including ... during 2025. Role Purpose: Reporting to the Vice President, Risk & Compliance , the Manager/Senior Manager, ... governance forums + Support and help guide the operational teams and offshore partner to successfully meet internal… more