- KeyBank (Amherst, NY)
- …Tiedeman Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance ... of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of...rules, policies or standards with an actual or potential compliance risk impact are appropriately identified, escalated,… more
- PNC (Dallas, TX)
- …organization. The ideal candidate will have experience in technology controls, operational risk management, policies/procedures, and regulatory governance. Key ... and Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory… more
- MUFG (New York, NY)
- …will be responsible for assisting with the duties of the BURM (Business Unit Risk Manager ) for Operations. The associate will be responsible for key aspects ... + Risk Event Losses + Identify/Report/Track Risk Events and Report to Operational Risk Management (ORM) Team + Monitor and evaluate emerging risk ,… more
- BMO Financial Group (Chicago, IL)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... US Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing… more
- American Express (Sandy, UT)
- …(1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer interactions. This role plays a ... UDAAP, Reg E, Reg Z, Fair Lending, Privacy). + Experience supporting compliance or operational risk within a business or first line function. **Preferred… more
- MUFG (Tempe, AZ)
- …and joint accountability model that promotes early identification and assessment of operational and technology risk , effective design and evaluation of controls, ... and sustainable solutions to mitigate operational and technology risk . Control testing is...Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM) or Certified in Risk and… more
- NTT America, Inc. (Sacramento, CA)
- …inclusion - it's a place where you can grow, belong and thrive. SUMMARY The Program Manager will serve as a key operational partner to the Sr. Director, Global ... partners. Prepare materials for executive updates, workshops, and governance reviews. + Risk & Compliance Monitoring: Track process risks and compliance… more
- LEGOLAND (Winter Haven, FL)
- …to the team** **Role Details** **Role** Technical Services Training & Compliance Manager **Division** Technical Services **Location** On-site **Reports to** ... repaired to the highest levels possible.** **The Technical Services Training & Compliance Manager ** is responsible for developing, implementing, and monitoring… more
- S&P Global (New York, NY)
- …Experience with tracking issues and compiling data for reports. * Some understanding of operational or compliance risk management processes. * Strong oral ... Role:** **Grade Level (for internal use):** 09 The Junior Risk Analyst within Ratings Compliance & ...and internal control reporting. This role reports to the Manager responsible for the operation of the Risk… more
- Citigroup (Tampa, FL)
- …position works closely with partners throughout the Enterprise Data Office, Operational Risk & Control, Finance, Risk , Compliance , Data Services Group, ... communications. + Working knowledge of Citi's Control Standard, Governance Risk and Controls (GRC) Framework, and Manager ...business and key support areas such as EDO, Audit, Compliance , Control, CAO, Independent Risk , and Legal.… more