- M&T Bank (Getzville, NY)
- …and market trends that may affect business department. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Promote an environment that supports belonging and… more
- M&T Bank (Getzville, NY)
- …documents. Determine in-state agent who can accept service. + Adhere to applicable compliance / operational risk controls in accordance with Company or ... regulatory standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Promote an environment that supports… more
- Aegon Asset Management (Cedar Rapids, IA)
- …Corporate , which includes Finance, People and Places, General Counsel, Risk , Internal Audit, Strategy and Development, and Corporate Affairs, which covers ... Review investment change requests for accuracy. Partner with the Resource and Client Compliance & Consulting Services teams to resolve issues. + Make system updates… more
- Iron Mountain (Phoenix, AZ)
- …troubleshoot failures, and implement corrective actions 24/7 as required. + Maintain compliance documentation, SOPs, and change control logs for BMS updates. **Key ... scripting languages (Python, JavaScript, or VB) is a plus. ** Operational Experience:** + 5+ years in BMS controls, automation,...our history here. Iron Mountain helps lower cost and risk , comply with regulations, recover from disaster, and enable… more
- Wheeler Accountants LLP (San Jose, CA)
- …accounting systems that support the overall management of the business, operational efficiencies, regulatory compliance , financial reporting, vendor integration, ... a five-decade old firm. We are creative. We are problem solvers. We are calculated risk takers. We believe in having a healthy life-work balance, giving back to our… more
- TD Bank (Charlotte, NC)
- …The successful candidate is willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions, works well ... RCSA.** + Minimum 7+ years of compliance risk management, enterprise risk management, operational...documentation to effectively report on the status of the Compliance program + Represents CGO as a specialist… more
- BMO Financial Group (Chicago, IL)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... US Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing… more
- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). + ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk...candidate has a functional knowledge of wealth management, trust/fiduciary compliance laws and regulations, risks and supporting operational… more
- TD Bank (Mount Laurel, NJ)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Manager - Collections will provide compliance advisory support and manage compliance risk across loan collections. This role focuses on issues management,… more
- American Express (Phoenix, AZ)
- …of projects managed across GFCC and external teams; oversight and coordination of Operational Risk Events; management and oversight of formal and internal ... laundering and terrorist financing, and provides broad analytical and operational support for the company's enterprise-wide AML function. GFCC...AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC Program… more