- Raymond James Financial, Inc. (Denver, CO)
- …by Human Resources. **Licenses/Certifications** + Certified Fiduciary and Investment Risk Specialist (CFIRS) preferred + Additional licenses/certifications ... solutions to automate and streamline functions that improve the operational efficiency of compliance systems. + May draft and update policies and procedures… more
- Exeter Government Services, LLC (Huntsville, AL)
- …vulnerabilities, and rapidly changing missions); Serve as the Cyber Privacy IA Specialist Possess an understanding of Risk Management Framework (RMF) Leverage ... ACC ITSS IA Policy & Compliance Certified Professional Job Number: Location: Huntsville, AL...regulatory documentation; and recent threat briefings; perform a detailed Risk Assessment Analysis that is not limited to: o… more
- PSEG Long Island (Bethpage, NY)
- …This position is a direct report to the Technology Group Product Manager. The NERC Compliance Specialist is responsible for ensuring compliance with NERC CIP ... developed policies and procedures, objectives and determines strategy for tracking operational compliance activities goals including: gathering current state and… more
- Bank of America (Charlotte, NC)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR)...Specialist (CAMS) or equivalent **Preferred Technical Skills:** + Risk Identification & Assessment + Issues Management & Resolution… more
- TD Bank (New York, NY)
- …other functional specialist groups to ensure integrated service delivery, risk mitigation and compliance with applicable internal and external requirements ... Payments Canada and Bank of Canada, with a strong focus on cybersecurity risk , operational resilience, and regulatory alignment. The role requires deep… more
- PNC (Cleveland, OH)
- …AML and Sanctions Program monitoring reviews. + Reviews AML and Sanctions compliance reports and related customer risk profiles. Identifies issues, escalates ... needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements,… more
- PNC (Cleveland, OH)
- …AML and Sanctions Program monitoring reviews. + Reviews AML and Sanctions compliance reports and related customer risk profiles. Identifies issues, escalates ... needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements,… more
- Parsons Corporation (Washington, DC)
- …specialists and technical personnel + Oversee comprehensive operational and safety risk management efforts ensuring FAA compliance + Act as principal advisor ... Whether supporting safety validation efforts or leading teams in operational risk management, your expertise will play...+ Collaborate with FAA and engineering teams to ensure compliance with safety standards **Senior NAS Safety Specialist… more
- Wells Fargo (Bethesda, MD)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Lead Securities Quantitative Analytics Specialist at the VP level to join a team...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more