- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** The Lead Securities Quantitative Analytics Specialist is a Vice President level role within...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Georgetown Univerisity (Washington, DC)
- …be responsible for defining, planning, executing, and managing audits to evaluate operational , compliance , financial, and strategic risks and related internal ... audit services partner, Baker Tilly, LLC and other external risk consultants, on specialist , complex audits. The...the Internal Audit department. + Identify and assess financial, operational , compliance , and strategic risks, and their… more
- Scotiabank (New York, NY)
- …to help ensure the adequacy, and effectiveness of day-to-day business controls. Understand that operational risk , regulatory compliance risk , AML/ATF ... all be met. This includes but is not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- M&T Bank (Costa Mesa, CA)
- …assigned Global Capital Markets (GCM) accounts that may have significant complexity and risk , including all administrative, operational and risk management ... + Ensure coordination of activities related to monitoring risks and ensuring regulatory compliance for assigned accounts with Legal, Risk , Compliance and/or… more
- Bank of America (Charlotte, NC)
- …metrics, reporting facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports ... the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with...products & services + 1 year experience with AML, Risk , or Compliance experience and/or knowledge of… more
- JPMorgan Chase (Wilmington, DE)
- … with regulatory requirements + Evaluate controls for effectiveness and impact on operational risk , as well as opportunities to automate control evaluation + ... risks and vulnerabilities in people, processes, and technology. Design and deploy risk -driven tests and simulations (or manage a highly skilled team that does)… more
- City of New York (New York, NY)
- …enable them to flag programmatic and operational risks. The Mayor's Office of Risk Management and Compliance (MoRMC) is seeking one (1) Strategic Initiative ... Job Description The Mayor's Office of Risk Management and Compliance (MoRMC), which...Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, addressing waste… more
- CVS Health (Tallahassee, FL)
- …, and operations to define high-impact solutions that optimize asset utilization, reduce risk , and enhance operational efficiency. This role requires a deep ... visibility, reduce manual effort, and ensure data consistency across platforms. **Governance, Compliance & Risk Mitigation** Ensure the ITAM products support the… more
- BMO Financial Group (New York, NY)
- …Understands the complexity of transactions and related risk (credit, market, operational , legal / compliance , etc.). + Helps colleagues with the presentation ... and proactively takes accountability for risks assumed. + Considers risk , internal controls and compliance as part...Operates at a group/enterprise-wide level and serves as a specialist resource to senior leaders and stakeholders. + Applies… more
- Wells Fargo (West Des Moines, IA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more