- Aegon Asset Management (Denver, CO)
- …Provide strategic direction and oversight to risk manager relating to the operational , liquidity, and derivatives compliance risk programs designed to ... information, visit transamerica.com . Job Description Summary Perform strategic compliance risk program design and oversight of...risk program design and oversight of investment and operational risk activities for the Transamerica Asset… more
- M&T Bank (Bridgeport, CT)
- …teams, and vendors to implement new systems, resolve issues, and support audits and compliance testing . + **Be a Strategic Partner** : Go beyond order-taking - ... Join a newly formed, high-impact team focused on driving strategic insights and operational excellence across M&T Bank's retail banking network. This role sits at… more
- Aegon Asset Management (Cedar Rapids, IA)
- …minimal direction and guidance from management. Job Description Responsibilities: + Perform risk -based independent compliance testing for the record-keeping ... + Evaluate process workflows/maps to identify potential areas of risk (eg - regulatory, legal, operational , reputational,...+ Active participation in the periodic compliance risk assessment process, development of annual testing … more
- GE Aerospace (Honolulu, HI)
- …Summary** Our Supplier Quality Engineer (SQE) for Non-Destructive Evaluation (NDE) & Testing Processes, will apply their demonstrated knowledge of NDE to lead ... drive improvements utilizing supplier scorecards. * Own supplier audits, ensuring compliance , and driving improvement plans where needed. * Mentor team members… more
- JPMorgan Chase (Plano, TX)
- …page for further information regarding the Program. ** Compliance at JPMorganChase** The Compliance , Conduct and Operational Risk (CCOR) team works across ... of business. Our team provides oversight of the firm's compliance , conduct and operational risk ...Preferred experience in legal, governance, regulatory, operational risk , global financial crimes, AML/KYC, monitoring and testing… more
- Mizuho Corporate Bank (New York, NY)
- …in alignment with defined risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability baselines ... management. Collaboration and engagement: + Collaborate with key stakeholders across IT, Risk , Operations, Legal, Compliance , and other functions, serving as a… more
- CIBC (Chicago, IL)
- … Compliance Assessments, Leadership, Process Improvements, Regulatory Compliance , Risk Compliance , Software Testing Process, Strategic Objectives, ... regulatory agencies + Support the execution of the bank's compliance risk assessments to identify potential areas...compliance insights to support the bank's growth and operational goals + Lead investigations into compliance … more
- TD Bank (New York, NY)
- …program, including evaluating program design elements, analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage plans, and ... responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk ... Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of… more
- City National Bank (New York, NY)
- …senior leaders of business units to plan a response. * Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... change management, risk assessments, issues management, and monitoring and reporting. * Compliance Risk Management Division* This is a great opportunity to… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... ("FCRM") program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close… more