- Financial Partners Credit Union (Costa Mesa, CA)
- …Governance, Risk , and Compliance + framework, ensuring alignment across Audit, Compliance , IT Security, and Operational Risk . + Develop and present ... to $200,000 Position Type Full Time Job Description The Vice President, Enterprise Risk Management & Compliance (ERMC) is responsible for managing and directing… more
- JPMorgan Chase (Plano, TX)
- …As a Compliance Risk Management Senior Officer within the Compliance Conduct and Operational Risk (CCOR) organization, you will effectively ... and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. You...+ Professional certification a plus + Audit Regulatory, and Testing experience + Audit, Regulatory &/or Testing … more
- US Bank (Charlotte, NC)
- …Bachelor's degree or equivalent work experience PREFERRED SKILLS/EXPERIENCE - 5+ years in risk management, compliance testing , internal audit or issue ... validation. - Strong knowledge of issue management frameworks, operational risk and/or regulatory expectations. - Experience in payments, fintech or financial… more
- RGP (New York, NY)
- …and capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing strategies tailored to evolving regulatory ... Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry… more
- MUFG (Irving, TX)
- …team will provide more details. **Responsibilities:** Responsible for supporting the Global Compliance Testing function by driving central governance of ... and best practices to perform deep dives and targeted risk -based thematic reviews of Financial Crimes Compliance ...learned from regulatory findings and internally identified issues by compliance testing and internal audit. + Coordinate… more
- Marex (New York, NY)
- …Risk Manager is responsible for assisting the Firm in identification, evaluation, control testing , and management of operational risk , whilst supporting ... risk strategy and driving proactive operational risk culture. The role assists in...the investment management industry preferred. + Experienced in governance, risk , assurance, compliance , or internal control roles… more
- Ally (Lansing, MI)
- …with experience in Risk Management or applicable line of business (eg, compliance , testing and monitoring, or audit). * Experience managing, developing and ... days weekly with some remote days. Reporting to the Operational Risk Programs Senior Director, the ...with stakeholders at all levels. * Demonstrated knowledge of testing and monitoring concepts and/or auditing standards. * Strong… more
- Capital One (Mclean, VA)
- Senior Manager, Operational Risk Advisor Do you like a fast-paced work environment, engaging as a leader in Capital One's second line of defense for ... operational risk management? As a Senior ...As needed, developing ad-hoc analysis, deep dive investigations, control testing , and driving specific risk initiatives Basic… more
- JPMorgan Chase (Brooklyn, NY)
- …be best-in-class. As a Global Financial Crime Compliance Governance Director within the Compliance , Conduct and Operational Risk (CCOR) team, you will be ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...will supervise the team's Regulatory Exams, Audits, and controls testing , and manage the technology that supports document maintenance.… more
- MUFG (Irving, TX)
- …improvements. + Manage requests for information from examiners, auditors, and internal compliance testing teams, coordinate with subject matter stakeholders to ... over FCC/CC systems **Qualifications:** + Bachelor's Degree or equivalent work experience in compliance , legal or risk functions. + 7-10 years of financial… more