- MUFG (Irving, TX)
- …team will provide more details. **Responsibilities:** Responsible for supporting the Global Compliance Testing function by driving central governance of ... and best practices to perform deep dives and targeted risk -based thematic reviews of Financial Crimes Compliance ...learned from regulatory findings and internally identified issues by compliance testing and internal audit. + Coordinate… more
- RGP (New York, NY)
- …and capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing strategies tailored to evolving regulatory ... Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry… more
- Marex (New York, NY)
- …Risk Manager is responsible for assisting the Firm in identification, evaluation, control testing , and management of operational risk , whilst supporting ... risk strategy and driving proactive operational risk culture. The role assists in...the investment management industry preferred. + Experienced in governance, risk , assurance, compliance , or internal control roles… more
- City National Bank (Charlotte, NC)
- …financial services industry * Minimum 7 years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years of ... * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II*...* OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE...associated action plans * Review and challenge 1LOD annual testing and monitoring plans, the adequacy of control management… more
- Santander US (Boston, MA)
- …stress testing (CCAR, CECL, etc.). - Preferred. + Strong operational risk management principles, methodologies and tools, governance principles and ... Senior Operational Risk Associate Country: United States...communication, issues and remediation planning, tracking, MIS and reporting, testing , compliance , and monitoring. + Analyzes, measures… more
- USAA (Charlotte, NC)
- …security questionnaires, and other technology and security assessments. + Conducts independent testing of the design and operational effectiveness of controls ... or conducting due diligence assessments. + Possesses experience using Governance, Risk , and Compliance (GRC) tools and Third-Party Risk Management (TPRM)… more
- Capital One (Mclean, VA)
- Senior Manager, Operational Risk Advisor Do you like a fast-paced work environment, engaging as a leader in Capital One's second line of defense for ... operational risk management? As a Senior ...As needed, developing ad-hoc analysis, deep dive investigations, control testing , and driving specific risk initiatives Basic… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is...services industry * Minimum 5 years of experience in risk management, technology risk management, compliance… more
- Aegon Asset Management (Cedar Rapids, IA)
- Job Family Operational Risk About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... matter expertise in Finance/Financial Assets on the day-to-day execution of the Transamerica Operational Risk Management program to ensure appropriate risk … more
- Amazon (Seattle, WA)
- …as security design review, threat modeling, risk analysis, and software testing techniques Preferred Qualifications - Experience with compliance & security ... is looking for a Risk Specialist focused on driving information security compliance in Healthcare domain. This role will conduct deep dives into critical control… more