- Coinbase (Columbia, SC)
- …internal and external audit standards. * Identify and recommend improvements to enhance risk management, compliance posture, and operational efficiency. * ... and Planning team. This team is responsible for governance, risk and compliance (GRC) within ESTO, data..., and Compliance ) projects to support ESTO's compliance with regulatory and operational requirements. *… more
- Dynatrace (Boston, MA)
- … compliance regulations and SOX controls. In addition to leading strategic compliance initiatives, this position will lead the operational controls process ... and strengthen IT SOX-relevant processes + Lead the IT Compliance Program activities that will include risk ...meetings/reviews with process, application, and control owners + Controls Testing Support - Central point for audit requests for… more
- BMO Financial Group (Chicago, IL)
- …in accordance with the Enterprise Compliance Program and Operational Non-Financial Risk Framework. + Execute the 1LOD testing program for the Wealth LOBs ... Control Testing Specialist, Wealth - Regulatory Compliance ...Ability to understand the methodology that supports the Enterprise Compliance Program and Operational Non-Financial Risk… more
- BMO Financial Group (Chicago, IL)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... Assists in the implementation, maintenance and administration of a specific compliance program. Responsible for independently performing risk assessments, and… more
- Bank of America (Charlotte, NC)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... with substantive Anti-Money Laundering (AML) and Economic Sanctions compliance and operational risk practices....+ Regulatory Knowledge + Risk Monitoring & Testing + Financial Crimes Compliance Risk… more
- American Water (St. Louis, MO)
- …continual effectiveness of the OCP. * Facilitate the testing of key compliance requirements through risk assessment tools and solution development to support ... Water on LinkedIn, Facebook, Twitter and Instagram. _*Primary Role*_ The Principal, Operational Compliance , is responsible for the day-to-day implementation and… more
- American Water (Sacramento, CA)
- …continual effectiveness of the OCP. * Support the testing of key compliance requirements through risk assessment tools and solution development to support ... and work experiences to grow professionally! _*Primary Role*_ The Lead, Operational Compliance , is responsible for the day-to-day implementation and… more
- First National Bank of Omaha (Fort Collins, CO)
- …Provide proactive oversight and challenge to operational risk , regulatory compliance , and control effectiveness. + Oversee testing , monitoring, risk ... bring proven experience in Wealth risk and compliance , deep knowledge of the regulatory landscape, operational...across all levels of the organization. + Skilled in operational risk identification, internal controls, scenario analysis,… more
- Regions Bank (Birmingham, AL)
- …offers internship opportunities to college students which includes positions across Corporate Compliance , Operational Risk Management, Enterprise Credit ... matter experts in the compliance space. Through risk assessment design and execution, control documentation, testing...how data can be utilized to inform decision-making. + ** Operational Risk Management** - The Operational… more
- Celtic Bank (Salt Lake City, UT)
- …Researching and understanding industry compliance regulations and policies. + Evaluating compliance risk across Bank and SLP products and processes. + ... Celtic Bank's Regulatory Compliance Analyst - Testing assists management...reviewing Bank and SLP policies, procedures, and documentation of operational controls for compliance with industry standards… more