- Scotiabank (Dallas, TX)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions, and conduct risk . **What You'll ... requires a visionary leader with a deep understanding of cybersecurity principles, risk management, and compliance frameworks. The ideal candidate will possess… more
- Santander US (Boston, MA)
- …anticipate critical risk issues impacting the Business Line. Understand where operational , strategic, reputational, compliance , and model risks exist in the ... equivalent field. - Preferred. + 5+ Years of experience in AML/KYC, Risk Management, Internal Controls, Regulatory Compliance , including direct engagement with… more
- Bloomberg (New York, NY)
- …- Third-Party Risk Management Platform Location New York Business Area Legal, Compliance , and Risk Ref # 10045684 **Description & Requirements** The energy ... and oversight. In this cross-functional role, you will bridge the needs of Risk , Compliance , Procurement, Finance, Legal, and Engineering, ensuring that the… more
- M&T Bank (Buffalo, NY)
- …Build a working relationship with business unit management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + ... the development, execution and reporting of the business unit's risk -based testing program. Ensure control testing...Adhere to applicable compliance / operational risk controls in accordance with Company… more
- Vanguard (Scottsdale, AZ)
- …our Cash Plus product. This role is responsible for ensuring regulatory compliance and operational integrity across broker-dealer cash management functions. It ... as Reg E, Reg CC, Reg DD, and NACHA-into effective product design, risk frameworks, and operational control strategies. The position also includes leadership… more
- JPMorgan Chase (Columbus, OH)
- …the AI development lifecycle. + Collaborate with Compliance , Legal, Model Risk , and Operational Risk teams to ensure traceability, auditability, ... the accountable owner for model quality assurance and ethical compliance across all HR and Employee Experience AI use...HR and Employee Experience AI use cases. + Align testing standards with firmwide AI risk management… more
- M&T Bank (Buffalo, NY)
- …relationship with business unit executive and senior management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + ... areas of focus for the business area's control design, risk -based testing , continuous monitoring programs. + Develop,...Adhere to applicable compliance / operational risk controls in accordance with Company… more
- Motion Recruitment Partners (West Des Moines, IA)
- …planning for Independent Risk Management, such as Credit Risk , Independent Testing , or Operational Risk . + Review and analyze complex multi-faceted, ... work or consulting experience, training, military experience, education. + 7+ years of Operational Risk experience, or equivalent demonstrated through one or a… more
- Walmart (Bentonville, AR)
- …and upholding high-performance standards. This role will lead teams within the risk operations organization that may include compliance , payments, identity or ... ahead of emerging fraud trends by identifying and implementing updates to risk management processes. Provide direction on necessary operational adjustments to… more
- Intuit (Mountain View, CA)
- …role in enabling Intuit's continued growth with a strong foundation of financial compliance , risk management, and operational excellence. Within SRCO, the ... **Overview** The SOX Risk & Compliance Office (SRCO) is...and validation. + Develop and review new and updated testing procedures to ensure control evidence and scope are… more