- SMBC (Jersey City, NJ)
- …for submission to senior Branch management. + Apply data from BSA/AML Compliance Department stakeholders to translate qualitative risk factors into responsive ... Reporting to the Data Analytics Director, FCC Analytics, in the Compliance Department, Americas Division, the Data Analytics Manager performs detailed analytics… more
- Cisco (Research Triangle Park, NC)
- …if a sufficient number of applications are received. Meet the Team The Financial Compliance & Operations team is part of the Corporate Controller organization ... and IT in the execution of Cisco's enterprise-wide SOX Compliance Program. We use outstanding methodologies to enable continuous...this person will be a key resource supporting the risk assessment, prioritizing, and execution of the SOX program… more
- Santander US (Miami, FL)
- Pre & Post Trade ETD's & Clearing Operations VP Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... Make:** The Pre & Post Trade ETD's & Clearing Operations VP, is responsible for supporting and protecting CIB...US regulations (mainly CFTC and CME), Legal requirements, and Compliance and Tax policies. + Effective execution of controls… more
- Transdev (Dorchester, MA)
- …Public Schools (BPS) transportation contract. The Senior Safety Manager - Operations Compliance is responsible for providing operational oversight, safety, ... as needed and ensures open communications daily with BPS; supports daily operations ; provides employees with coaching, counseling, tools and information; and ensures… more
- Meta (Frankfort, KY)
- …range of stakeholders 18. Experience identifying and mitigating environmental compliance risk , escalating to appropriate stakeholders **Preferred ... and safety (EHS), facility personnel, legal, and other stakeholders) 3. Assess compliance findings and risk , and provide direction on investigation, corrective… more
- University of Utah (Salt Lake City, UT)
- Details **Open Date** 11/13/2025 **Requisition Number** PRN43595B **Job Title** Compliance Officer **Working Title** Regulatory Compliance Manager - ... U of U Health - Academics **Department** 01663 - COMPLIANCE SERVICES **Location** Campus **City** Salt Lake City, UT... processes. + Works to identify trends, issues, and risk areas while giving details and improvement recommendations. +… more
- T. Rowe Price (Baltimore, MD)
- …to reduce risk by looking for opportunities to make the compliance monitoring process more accurate, concise, and efficient + Drives automation and innovation: ... row and make a difference in ways that matter to you . Role Summary Investment Compliance is a global team responsible for ensuring compliance with a diverse set… more
- TD Bank (New York, NY)
- …regulatory changes are considered within the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is committed to providing fair… more
- Pacific Northwest National Laboratory (Richland, WA)
- …team and dedicated budget. Our directorates related to Mission Support & Operations include Office of General Counsel, Business Services, Communications and External ... and Performance Management. The Operational Systems Directorate (OSD) oversees operations and facility services, maintenance, and infrastructure planning. A team… more
- Fifth Third Bank, NA (Grand Rapids, MI)
- …Fifth Third Bank. GENERAL FUNCTION: Independently support and maintain the Operational and Risk needs of the IRA/CD Operations Banking division, including the ... accounts. + Interact with Financial Centers regarding all IRA/CD Operations supported Operational and Risk Functions. +...Raft in order to maintain IRS and Fifth Third compliance , legal and IRS standards. + Perform risk… more