- DuPont (Wilmington, DE)
- …strategic Senior Tax Manager to lead our US Federal and International tax compliance and reporting functions for a spin-off of a rapidly growing electronics business ... international components of the income tax provision, and ensuring compliance with all applicable tax laws and regulations. The... with all applicable tax laws and regulations. The position will also play a key leadership role in… more
- PNC (Chicago, IL)
- ** Position Overview** At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best ... the company's success. As a Product Manager Lead for Securities Based Lending within PNC's Asset Management Group (AMG)...be based in Pittsburgh, Cleveland, Chicago or Charlotte. The position is primarily based in a PNC location. Responsibilities… more
- City National Bank (New York, NY)
- …- Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing the design, ... implementation and administration of the compliance rules engine within the Order Management System/Portfolio Management System to mitigate the regulatory,… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and… more
- TD Bank (New York, NY)
- …US FCRM TDS Business Oversight **Reports to:** AVP, Head of FCRM Oversight, TD Securities , US ** Position Summary** The US FCRM TDS Business Oversight team ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $190,000 USD TD is committed to providing fair… more
- Securities and Exchange Commission (Washington, DC)
- Summary The Division of Corporation Finance is seeking to fill the position of the Senior Officer-Associate Director (Legal & Regulatory Policy). This position ... Finance. Responsibilities The Legal and Regulatory Policy (LRP) Associate Director position is in the Division of Corporation Finance located in Washington,… more
- Securities and Exchange Commission (Washington, DC)
- Summary The Division of Corporation Finance is seeking to fill the position of the Senior Officer-Associate Director (Disclosure Operations). This position is ... of Corporation Finance. Responsibilities The Disclosure Operations (DO) Associate Director position is in the Division of Corporation Finance located in Washington,… more
- Citigroup (New York, NY)
- …range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction with our ... Solutions (SES) / Equity Derivative Middle Office role is an AVP level position responsible for providing operational support to the SES Origination and Trading… more
- ADP (Dallas, TX)
- …licenses and Securities Industry Essentials + This is a non-exempt/hourly position , willingness to work overtime and varied day-time shifts will be necessary. ... **Retirement Services Representative (401k)** ** Position Summary:** The Retirement Services Representative is a...obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job Responsibilities:** + Educates employees on account… more
- TD Bank (New York, NY)
- …numbers for confirmations and by performing required system maintenance. In addition, the position will maintain compliance files and verify new clients are set ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $120,000 - $170,000 USD TD is...areas. This individual will ensure that the firms security positions agree to our clearing bankbooks and records on… more