- Vanguard (Malvern, PA)
- …The Head of Brokerage Trade Operations is responsible for leading Margin, Securities Lending, and Asset Servicing for Vanguard's retail broker-dealer. This role ... oversees the operational effectiveness, risk management, and regulatory compliance of mission critical brokerage operations, while also supporting client segments… more
- MUFG (Tampa, FL)
- …masterfully speak the language of both. This is a highly visible and impactful position as the role requires facing off to business stakeholders and liaising with ... deeper understanding of data & reporting needs for Financial Crimes, Compliance , Wholesales Lending, Investment Banking and Transaction Banking businesses. + Develop… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Manager is an intermediate management level position responsible for providing full leadership and direction to a team of employees ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Execute securities transaction… more
- TD Bank (New York, NY)
- …** Position Title:** Finance Analyst (L9) **Business Unit:** TD Securities **Division/Region:** TD Securities USA (New York/Canada) **Report Location:** ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $80,000 - $103,000 USD TD is...+ Support Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy… more
- Wells Fargo (Charlotte, NC)
- …Office role will be responsible for supporting the Residential Mortgage-Backed Securities (RMBS) Pass-through Sales & Trading business. The initial responsibilities ... of the To Be Announced (TBA) market, including TBA Allocations, reconciling trading positions , pair offs, and ensuring timely settlement of trades + Collaborate with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Skills** **Basic** **k** **nowledge of** **:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + AML laws and ... Investigations field with a graduate date of May/June 2027. **Location:** Most positions are based in St. Petersburg with other available locations depending on… more
- AON (Fort Washington, PA)
- …Plans (LIDP) Committee as part of the account management team. This position requires actively evaluating the effectiveness of the Trusts product portfolio, ... evolves, so do the needs of AICPA members. This position is integral to Aon's mission of assisting CPAs...role, candidates must possess Life, Accident, and Health licenses. Securities 6 and 63 licenses are preferred, as they… more
- Thrivent Financial (Faribault, MN)
- …a resource to Thrivent Financial for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products ... This position provides licensed financial and non-financial support to...information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Fifth Third Bank, NA (Naples, FL)
- …products, compliance and operational duties. + Support multiple registered securities representatives or representatives with very large books of business. + ... Support Specialist II provides office management support for registered securities representatives (eg, Investment Executives, or Wealth Management Advisors).… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** ** Position Title:** Vice President - Finance **Business Unit:** TD Securities ... **Hours:** M - F 8:30 - 5:00 Overview TD Securities US Finance is a part of the wider...+ Manage Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy… more