- Securities and Exchange Commission (Washington, DC)
- Summary The Division of Examinations (Exams) is seeking to fill the position of Associate Director in the Technology Controls Program. This position is located ... open to current SEC employees in the Division of Examinations. Responsibilities This position is in the Technology Controls Program (TCP) within the Division of… more
- City National Bank (Jersey City, NJ)
- …to work and communicate effectively with management and staff at all levels. This position is expected to advise on a broad range of matters under the banking ... and securities laws, including the SEC, FINRA, OCC, FRB, and...training materials, and account opening documentation to ensure regulatory compliance . * Experience advising on Employee Retirement Income Security… more
- Tri-State Generation and Transmission Association, Inc. (Westminster, CO)
- …with United States (US) Generally Accepted Accounting Principles (GAAP), the Securities and Exchange Commission (SEC), and the Federal Electric Regulatory Commission ... with United States (US) Generally Accepted Accounting Principles (GAAP), the Securities and Exchange Commission (SEC), and the Federal Electric Regulatory Commission… more
- Truist (Dallas, TX)
- **The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your ... estate debt experience, alongside exceptional communication and leadership skills. This position may initially require hands on involvement in the day-to-day… more
- Wells Fargo (Ponte Vedra Beach, FL)
- …maintaining appropriate FINRA license(s) is required for ongoing employment in this position . Compliance with state law registration and licensing requirements ... + May be delegated selected responsibilities by the Financial Advisor. + This LO position has customer contact and job duties which may include needs assessing and… more
- M&T Bank (New York, NY)
- This is a hybrid position requiring in-office work three days every week. Ideally, it will be based in Buffalo, NY but may be in another M&T office within footprint, ... management and trading for the bank's Derivatives Portfolio and MSR Hedging. This position will be responsible for leading the build-out of the MSR Hedging Program… more
- State of Colorado (Denver, CO)
- …This attorney will work on a multi-disciplinary team to prosecute insurance and securities fraud throughout the state. In this position , you will have ... securities fraud. If you are looking for a position where you will constantly be engaged in different...set commensurate with the successful candidate's qualifications and in compliance with the Equal Pay for Equal Work Act.… more
- US Bank (New York, NY)
- …corporate and municipal bond sales, trading, and origination, asset-backed securities and CLOs, interest rate derivatives, commodity derivatives, foreign exchange, ... subscription finance, private placements, and repo and securities lending. **PRIMARY RESPONSIBILITIES:** + Provide legal support to the Global Capital Markets… more
- Aston Carter (Columbia, MD)
- Entry Level Financial Analyst Description This position is in the Securities Administration Services (SAS) group. Responsible for processing the most complex ... to servicer Monitoring and analysis of pooled loans to determine non- compliance , communication of information to investors Evaluate servicer performance to ensure… more
- The Hertz Corporation (Estero, FL)
- …legal setting under the guidance of attorneys, which includes supporting Securities and Exchange Commission ("SEC") filings and public company compliance ... as needed, developing matter information, and supporting corporate attorneys as needed. This position is full-time and based in Estero, FL or Atlanta, GA. **A Day… more