- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …defined by Sec. 5-196 of the Connecticut General Statutes, a job class is a position or group of positions that share general characteristics and are categorized ... Banking is the primary state regulator for state-chartered banks and credit unions, securities , and consumer credit. Its mission is to protect users of financial… more
- Federal Reserve Bank (Philadelphia, PA)
- …2nd, 2025, all Bank employees will work full-time on site. By applying to this position , you agree you will be available to work on-site in a full-time capacity ... to high complexity. Demonstrates effective Core Competency skills for grade and position . Performs other related duties as assigned. Actively involved in the… more
- KeyBank (Brooklyn, OH)
- …management products and services (eg - trust/fiduciary, private banking, securities /investment management, capital markets), compliance , operations, and risk ... Brooklyn, Ohio 44144-2302 **Job Description** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program… more
- Securities and Exchange Commission (Washington, DC)
- …advice concerning a variety of complex legal issues involving the federal securities laws, the Constitution, the Administrative Procedure Act, and the Bankruptcy ... equivalent to the GS/SK-13 level. Specialized experience includes: Applying federal securities laws, federal administrative law, and the rules governing practice in… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $215,000 USD TD is committed to providing fair ... that support the Payments and Deposit Services of TD Securities . Our mission is 'To Deliver World Class Service'...$5 Trillion (and rapidly growing) worth of payments daily. ** Position Overview:** This position is for a… more
- Trustco Bank (Albany, NY)
- …pertaining to those companies. + Compares performance of the Bank's recommended securities relative to their benchmarks to determine if the securities ... are still benefitting the Bank's portfolios. + Ensures compliance with regulations and Bank policies and procedures as...determine if and when it is prudent to reallocate securities within a portfolio. + Prepares daily, weekly and… more
- Thrivent Financial (MI)
- …states that comprise the Advisor Group. + Once FAs are assigned to this position , this position will require securities registrations, state insurance ... of advice, insurance products, asset/wealth management, fee-based planning, mutual funds, and securities . + FINRA Series 7, 63/65 or 66 required or obtained within… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Federal Reserve Bank (Philadelphia, PA)
- …Cash handling experience is beneficial, it is not a requirement for this position . Consideration will also be given to individuals who have warehouse or ... the destruction and distribution of currency according to established guidelines. **This position is for the 2nd shift:** **Monday-Thursday, arrival at 5:45 PM for… more
- Federal Reserve Bank (Philadelphia, PA)
- …of moderate to high complexity. Demonstrate Core Competency skills for grade and position . + Involved in the accomplishment of departmental and Bank wide quality ... complete work activities. **The** salary grade (https://www.philadelphiafed.org/-/media/frbp/assets/institutional/careers/frbp-salary-structure.pdf) **for this position is: grade 15/16.** This job description reflects the… more