- Wells Fargo (Bloomington, MN)
- …maintaining appropriate FINRA license(s) is required for ongoing employment in this position . Compliance with state law registration and licensing requirements ... offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required + Specific … more
- Wells Fargo (Boston, MA)
- …will be accepted. This will be communicated at time of offer acceptance. Compliance with state law registration and licensing requirements is mandatory. In addition ... For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required +...license(s) may be required for ongoing employment in this position + This position is subject to… more
- Wells Fargo (Seattle, WA)
- …and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position . FINRA Series 7 or equivalent must be completed within a 90-day ... will be accepted. This will be communicated at time of offer acceptance. Compliance with state law registration and licensing requirements is mandatory. In addition… more
- Wells Fargo (Charlotte, NC)
- …Housing, Manufactured Housing) + REIT Finance + Commercial Mortgage Loan and Securities Finance + Real Estate Syndicated Finance + Real Estate Securitization & ... expected graduation in December 2025 or May/June 2026 This position may be subject to FINRA Background Screening Requirements,...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- MyFlorida (Tallahassee, FL)
- …Working Title: OPS FINANCIAL EXAMINER/ANALYST I - 42903033 Pay Plan: Temp Position Number: 42903033 Salary: $23.00 hourly Posting Closing Date: 09/17/2025 Total ... OPPORTUNITY- THIS IS A FULL-TIME OTHER PERSONAL SERVICES (OPS) POSITION ** * CONTACT: Tara Dickey ### MINIMUM REQUIREMENTS: A...or other regulated entity, or in the registration of securities or securities dealers can substitute on… more
- Wells Fargo (Charlotte, NC)
- …maintaining appropriate FINRA license(s) is required for ongoing employment in this position . Compliance with state law registration and licensing requirements ... acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. + Specific … more
- Wells Fargo (Charlotte, NC)
- …maintaining appropriate FINRA license(s) is required for ongoing employment in this position . Compliance with state law registration and licensing requirements ... and present analysis through meaningful statistics + Develop expertise in firm, compliance and regulatory policies and procedures + Collaborate and consult with… more
- Wells Fargo (West Des Moines, IA)
- …standards. + Assess the lending practices of the company's commercial loans and securities investments. + At times, serve as examiner-in-charge and direct a team of ... while developing the knowledge to understand function, policies, procedures, and compliance requirements. + Collaborate and consult with peers, colleagues, and… more
- MTA (New York, NY)
- …10004 FULL/PART-TIME FUL L SALARY RANGE: $176,000 - $196,000 DEADLINE: Until filled This position is eligible for teleworking , which is currently one day per week. ... a safe and reliable commute, excellent customer service, and rewarding opportunities. Position Objective: The Senior Director, Debt Financing reports to the Deputy… more
- Citigroup (Jersey City, NJ)
- …ensuring the accurate and efficient processing of asset servicing events. This position requires strong analytical and problem-solving skills and the ability to lead ... Lead a team responsible for the accurate reconciliation and efficient processing of positions related to Corporate Action events. + Ensure the timely and effective… more