- Wells Fargo (New York, NY)
- …judgment while developing expertise in the function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues, and managers ... analysis and execution recommendations + Model and price convertible securities and equity derivatives + Create and maintain spreadsheets/databases tracking… more
- Wells Fargo (New York, NY)
- …Real Estate Securitization and Capital Markets ("RESCM") group within Wells Fargo Securities , LLC ("WFS") is the product group responsible for the structuring and ... rate CMBS, CRE CLO, and real estate ABS. The position will be actively involved in all aspects of...understanding of Investment Banking functional area, policies, procedures, and compliance requirements that influence and lead a broader work… more
- Robert Half Legal (San Diego, CA)
- Description Financial Services Company Seeks Senior Attorney Focused on Broker-Dealer Compliance & FINRA Arbitrations About Firm & Position : A well-established ... services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing corporate legal department. This position … more
- Deloitte (Charlotte, NC)
- …and "tax controversy" pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize banking and ... securities clients? If you answered "Yes" to any of...Services group, you will provide federal tax consulting and compliance services to a clients in the banking and… more
- Deloitte (New York, NY)
- …and "tax controversy" pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize banking and ... securities clients? If you answered "Yes" to any of...Services group, you will provide federal tax consulting and compliance services to clients in the banking and financial… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... play a critical, hands-on role in safeguarding Citi's information assets. This position is central to the firm's cybersecurity posture, focusing on the prevention,… more
- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** This position sits within the Compliance Anti-Fraud Team which is part of ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...the SMBC Compliance department (CPAD). The Anti-Fraud Team is responsible for… more
- CalSTRS (Sacramento, CA)
- …**9/18/2025** **Job Description and Duties** The CalSTRS Enterprise Risk Management & Compliance Services Division is seeking a motivated individual to work as a ... direction of the Director of Enterprise Risk Management and Compliance Services, the Assistant Director (FA IV) of Enterprise...increase until they reach the maximum salary for the position . In July 2025, the State of California implemented… more
- Robert Half Legal (Atlanta, GA)
- …transactions within the structured finance and asset management industry. This position requires a strong background in corporate law, structured finance, and ... compliance , as well as the ability to oversee diverse...strategic counsel on structured finance products, including residential mortgage-backed securities and whole loan transactions. * Draft, negotiate, and… more
- Wells Fargo (San Francisco, CA)
- …Finance, M&A related Acquisition Finance, and Global Receivables & Trade. This position requires expertise in traditional banking and capital markets products and ... Microsoft Office skills **Job Expectations:** + Registration for FINRA exams including Securities Industry Essentials (SIE), Series 63 and Series 79 must be… more