- Truist (Bal Harbour, FL)
- **The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your ... with those of a retail broker/dealer and RIA supervising principal in the securities industry. The supervisory functions mainly focus on the review and acceptance of… more
- Citigroup (Houston, TX)
- The Sec & Derivat Sr. Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch offices in ... is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Serve as a strategic partner… more
- Citigroup (Jacksonville, FL)
- The Wealth Solutions Advisor SAFE Act position is a developing professional role. The ideal candidate possesses knowledge of the financial industry, with the ability ... customer relationships by maximizing sales and service opportunities. + Make securities recommendations and provide investment advice to clients through a select… more
- CalSTRS (Sacramento, CA)
- …of policies around information governance structure policy development supporting compliance programs and enforcing internal controls; enabling information access, ... of Legal Ethics & Accountability (OLEA) monitors and maintains compliance functions at CalSTRS in accordance with applicable laws...increase until they reach the maximum salary for the position . In July 2025, the State of California implemented… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Aflac (GA)
- …foreign currency transactions/translation, taxes, financial instruments including investments, securities , derivatives, transfers of financial instruments + SEC ... bulletins and pronouncements from the Financial Accounting Standards Board (FASB), Securities and Exchange Commission (SEC), and other regulatory authorities to… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Stanford University (Stanford, CA)
- …Date 3 days ago Requisition # 107243 **OVERVIEW** This is a 6-month fixed term position . The expected pay range for this position is $144,052 to $150,000 per ... annum for hybrid positions . Stanford University provides pay ranges representing its good...what the university reasonably expects to pay for a position . The pay offered to a selected candidate will… more
- Citigroup (Paramus, NJ)
- …to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML...goal-oriented team player able to work without direction + Securities Industry Essentials - SIE, Active Series 7, 66… more
- Citigroup (Washington, DC)
- …to clients based on client profiling and suitability assessments . Make securities recommendations and provide investment advice to clients through a select number ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML...goal-oriented team player able to work without direction . Securities Industry Essentials - SIE, Active Series 7, 66… more