- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- JPMorgan Chase (Plano, TX)
- …7 and 63 (or equivalent) must be obtained within 90 days of employment + Strong compliance record in prior position (s) and ability to hold a registration in all ... of relevant financial services or brokerage experience + Valid and active FINRA Securities Industry Essentials (SIE), Series 7, and 63 (or equivalent) is highly… more
- TD Bank (New York, NY)
- …and passionate Director, Payments and Market Operations family to join the TD Securities team and lead the platform in creating the next generation of innovative ... industry and develop strategies to capitalize on those trends. + Ensure compliance with all applicable payment regulations. + Utilize data to inform decisions… more
- HSBC (New York, NY)
- …& Equity Derivatives, FX), Transaction Services - Cash & Liquidity Management, Securities & Trust Services, Global Trade & Receivables Finance, and investment ... Finance and Transaction Services (cash management, trust, custody and securities services) + Proven ability to win mandates across...63 and 7 licenses (or to be obtained) In compliance with applicable laws, HSBC is committed to employing… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail...across the full SDLC is a plus for this position . The scope of the role supports financial business… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Neuberger Berman (New York, NY)
- …managers responsible for overseeing client portfolios. This pivotal role ensures compliance with legal and regulatory standards, monitors investment performance, and ... + Working closely with investment teams to periodically review securities excluded from approved lists, securities presenting...performed in the job posting location. An employee's pay position within the salary range will be based on… more
- MetLife (Whippany, NJ)
- …Mortgage Loans, Alternatives, Middle Market Private Capital, and Private Asset-Backed Securities , and is continuing to experience significant growth. Private Capital ... strategies seek to invest in high-quality private debt securities that offer attractive yield potential, portfolio diversification, potential downside protection,… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more