- Medtronic (Los Angeles, CA)
- …world. **A Day in the Life** This newly created Senior Counsel - Securities and Corporate Governance role supports the Diabetes MiniMed business as it prepares ... opportunity for a legal professional with deep expertise in securities law to contribute to the strategic direction of...direction of a business undergoing a transformative period. This position will report to the Deputy General Counsel, serving… more
- Wells Fargo (New York, NY)
- …judgment while developing the knowledge to understand function, policies, procedures, compliance , and risk management requirements for the Securities Sales ... . **About this role:** Wells Fargo is seeking a Securities Sales Program Analyst to join the Rates &...hire. FINRA recognized equivalents will be accepted. + Specific compliance policies may apply regarding outside activities or personal… more
- Citigroup (Tampa, FL)
- The Securities & Derivative Intermediate Associate Analyst is an entry level position responsible for processing orders and transactions originating from trading ... to assist in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Utilize basic industry and… more
- Wells Fargo (St. Louis, MO)
- Wells Fargo is seeking a ** Securities Operations Specialist** in Business Operations in Alternative Investments as part of Transactions & Processing division. Learn ... lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical functional… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Wealth and Investment Management Operations team. Learn more ... issues, coordinating resolution across teams as needed. + Ensure compliance with internal policies, regulatory requirements, and enterprise risk standards.… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch offices in ... to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Identify project resources,… more
- Manulife (Boston, MA)
- …trade processing and reconciliation, risk oversight, vendor management, tax compliance , securities lending, financial reporting, client onboarding, shareholder ... exposure, and be empowered to grow into a future-ready operations leader. ** Position Responsibilities:** + Leverage your analytical skills and critical thinking to… more
- Lincoln Financial (Radnor, PA)
- …* Monitor, track, and advise on potential impacts of new and proposed corporate and securities laws to ensure continued compliance * Stay up to date on ... perform legal work on a broad range of US securities and corporate law matters, with an emphasis on...and recommend changes to company programs/policies as appropriate ADDITIONAL POSITION RESPONSIBILITIES * Carries out duties in compliance… more
- HP Inc. (Spring, TX)
- …brand. The successful candidate will lead a large team, overseeing Corporate, Securities , Disclosures, and Mergers & Acquisitions. They will support HP Inc.'s ... integration, supporting HP Inc.'s established businesses and future opportunities. ** Position Overview** + Strategy and Vision: Overall responsibility for strategy,… more
- TD Bank (New York, NY)
- …is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have adequately considered, ... operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS… more