- PPL Corporation (Louisville, KY)
- …to build and maintain strong, diverse communities today. Overview **This is a hybrid position requiring on-site presence three days per week at one of our local ... PA (Lehigh Valley), Louisville, KY, or Providence, RI.** **LI-Hy #INDPPL** The position provides overall direction to an accounting team with a customer-service… more
- The Salvation Army (West Nyack, NY)
- …in West Nyack, NY has an opening for an Assistant Legal Secretary. This position assists the General Counsel/Legal Secretary, and in his/her absence carries out all ... the corporate and legal requirements of The Salvation Army. This position requires approximately 35 hours of work per week and is onsite. Responsibilities Office… more
- Molson Coors Beverage Company (Milwaukee, WI)
- …internal control structure and filing of periodic reports with the US Securities and Exchange Commission, including the quality and timely delivery of the ... individuals. **The Responsibilities** **_:_** + Direct and ensure the adequacy and compliance of external SEC filings, including but not limited to accounting… more
- CalSTRS (Sacramento, CA)
- …the following skills: + Experience performing HR functions such as recruitment, compliance , resource planning + Excellent written and verbal communications skills + ... base pay in exchange for paid leave credits. This position is subject to PLP 2025 and will have...or minimum of alternate range when applicable. **\# of Positions :** 1 **Work Location:** Yolo County **Telework:** Hybrid **Job… more
- US Bank (Earth City, MO)
- …the assigned market's adherence to FINRA, SEC, MSRB, OCC, and internal compliance policies.** **Manages first line supervision by monitoring associated persons' ... compliance with firm and regulatory risk management policies and...activity referral requirements and processes, as required for this position . Actively works with customers to understand each customer's… more
- AIG (New York, NY)
- …to enhance their education, skills, and knowledge in areas that relate to their current position or future positions to which they may transfer or progress. We ... provide financial security. Make your mark in Global Legal, Compliance and Regulatory Our Global Legal, Compliance ...the company, and key to AIG's strategic initiatives. This position reports to the Deputy General Counsel for Reinsurance.… more
- Applied Research Solutions (Hill AFB, UT)
- …with geographically separated operating units CONUS and OCONUS. This is a full time position located at Hill Air Force Base, UT. Why Work with us? Applied Research ... specifications for both hardware and software, for proper format, content, and compliance with program requirements and standards + Maintain a current drawing… more
- Wells Fargo (Washington, DC)
- …leadership or involvement in professional or academic initiatives **Program Locations** Positions are available in Washington, DC **Pay Range:** Washington, DC: ... $175,000 Yearly This position may be subject to FINRA Background Screening Requirements,...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Wells Fargo (Chicago, IL)
- …if not already held. Recognized equivalents will be accepted. **Program Locations** Positions are available in New York and Charlotte, with limited opportunities in ... IL (Chicago): $175,000 Yearly Washington, DC: $175,000 Yearly This position may be subject to FINRA Background Screening Requirements,...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- BMO Financial Group (New York, NY)
- The BMO Capital Markets Compliance team is hiring for a CCO of it's two US broker-dealer entities in New York, BMO Capital Markets Corp (BMOCMC) and Clearpool ... would manage the implementation, maintenance and administration of the broker-dealer compliance programs. Broker-dealer businesses include. but are not limited to,… more