- Wells Fargo (Charlotte, NC)
- …right portfolios (and associated risk management activities) across the organization. This position provides a unique opportunity to gain a broad understanding of ... derivatives (futures, swaps, vanilla options, exotic options, or asset back securities including RMBS), capital market structures, market risk management practices,… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. ** Position Summary:** The Digital Channels team consists of Product Managers, Business Analysts, ... and connectivity banking products designed to address customers' banking requirements. This position is for a Product Manager with expertise in Client Access… more
- Janus Henderson Investors (Denver, CO)
- …of presentations covering your assigned area of responsibility, quality control and compliance approvals, while staying abreast of all messaging and content updates, ... compliance requirements, data sourcing, and uploading content to distribution...courses Compensation information The base salary range for this position is $65,000-$70,000. This range is estimated for this… more
- Robert Half Finance & Accounting (Westbury, NY)
- …focus on financial reporting and Securities and Exchange Commission (SEC) compliance , this position also involves managing accounting processes in complex ... is critical within our organization, leading the financial operations to ensure compliance with regulatory requirements and align with our strategic financial goals.… more
- US Bank (Boston, MA)
- …administrators, transfer agencies and prime brokers/custodian relationships collaborating on compliance , audit and financials, while ensuring all Fund Accounting ... functions are in compliance with SEC regulations and GAAP principles. Basic Qualifications...including the related components: Corporate Action application to basket securities , Net Investment Income (IOPV) projections, and Basket cash… more
- Wells Fargo (Iselin, NJ)
- …platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work with ... SQL experience. + 4+ years of experience in the securities industry with knowledge of financial instrument valuation, lifecycle,...Reflected is the base pay range offered for this position . Pay may vary depending on factors including but… more
- DuPont (Moncks Corner, SC)
- …the quality assurance process starting from the voice of the customer and in compliance to all required quality system standards (ISO 9001) as well as drives ... improvement. Ensures that the organization remains consistent with, and in compliance with, automotive and other industry standards and performance levels, while… more
- MUFG (Jersey City, NJ)
- …between enterprise and application teams. + Integrate regulatory and compliance requirements into control specifications. + Perform risk assessments on ... that may introduce risk or fail to meet evolving threat and compliance landscapes. Recommend compensating controls or alternative design strategies where necessary.… more
- MUFG (Jersey City, NJ)
- …for ServiceNow platform and ServiceNow Vulnerability Response and Configuration Compliance **Major Responsibilities** + Responsible for the development and sustained ... testing and support of ServiceNow Vulnerability Response and Configuration Compliance capabilities. + Design, implement and support runbooks Vulnerability Response… more
- MUFG (Jersey City, NJ)
- …standards, policies, and procedures * Implement automated control observability and compliance verification * Implement training plans related to standards and ... including establishment of training curriculum, assignment, records management, and compliance monitoring and reporting * Automate operational processes in … more