- JPMorgan Chase (Clifton Park, NY)
- …you from consideration for this position . Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank ... to and reflect your employment with JPMorganChase. Your continued employment in this position with JPMorganChase is contingent upon compliance with the SAFE Act,… more
- M&T Bank (Boston, MA)
- …to, custom residential mortgages and real estate related transactions, marketable securities , concentrated stock, real estate, fine art, yachts, aircraft, hedge fund ... guidance to team members. + Partner with Closing and Compliance team to ensure accuracy and compliance ...other related duties as assigned. **Scope of Responsibilities:** This position requires the building and maintaining of extensive external… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. ** Position Summary:** The Digital Channels team consists of Product Managers, Business Analysts, ... and connectivity banking products designed to address customers' banking requirements. This position is for a Product Manager with expertise in Client Access… more
- Janus Henderson Investors (Denver, CO)
- …of presentations covering your assigned area of responsibility, quality control and compliance approvals, while staying abreast of all messaging and content updates, ... compliance requirements, data sourcing, and uploading content to distribution...courses Compensation information The base salary range for this position is $65,000-$70,000. This range is estimated for this… more
- Robert Half Finance & Accounting (Westbury, NY)
- …focus on financial reporting and Securities and Exchange Commission (SEC) compliance , this position also involves managing accounting processes in complex ... is critical within our organization, leading the financial operations to ensure compliance with regulatory requirements and align with our strategic financial goals.… more
- Louisiana Department of State Civil Service (LA)
- …to fairly and efficiently administering the state's tax laws to ensure compliance while providing exceptional customer service. We are committed to fostering public ... for aRevenue Tax Auditor Specialist to join ourField Audit Income Tax Division! This position serves as the principal technical adviser to the field audit staff and… more
- US Bank (Boston, MA)
- …administrators, transfer agencies and prime brokers/custodian relationships collaborating on compliance , audit and financials, while ensuring all Fund Accounting ... functions are in compliance with SEC regulations and GAAP principles. Basic Qualifications...including the related components: Corporate Action application to basket securities , Net Investment Income (IOPV) projections, and Basket cash… more
- DuPont (Moncks Corner, SC)
- …the quality assurance process starting from the voice of the customer and in compliance to all required quality system standards (ISO 9001) as well as drives ... improvement. Ensures that the organization remains consistent with, and in compliance with, automotive and other industry standards and performance levels, while… more
- MUFG (Jersey City, NJ)
- …between enterprise and application teams. + Integrate regulatory and compliance requirements into control specifications. + Perform risk assessments on ... that may introduce risk or fail to meet evolving threat and compliance landscapes. Recommend compensating controls or alternative design strategies where necessary.… more
- MUFG (Jersey City, NJ)
- …for ServiceNow platform and ServiceNow Vulnerability Response and Configuration Compliance **Major Responsibilities** + Responsible for the development and sustained ... testing and support of ServiceNow Vulnerability Response and Configuration Compliance capabilities. + Design, implement and support runbooks Vulnerability Response… more