- Wells Fargo (New York, NY)
- …business processes. **Required Qualifications, US:** + 5+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or ... modelling **Pay Range** Reflected is the base pay range offered for this position . Pay may vary depending on factors including but not limited to achievements,… more
- Truist (Philadelphia, PA)
- **The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your ... Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance and regulatory framework… more
- Truist (Charlotte, NC)
- **The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your ... or filed with the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC) and… more
- CGI Technologies and Solutions, Inc. (New York, NY)
- …**Category:** Project Management **Main location:** United States, New York, New York ** Position ID:** J0825-0700 **Employment Type:** Full Time US - The best ... your data and using cookies -Learn more (xweb.asp?clid=21001&page=cookiespolicy#integrationofyoutube) . ** Position Description:** Step into a high-impact role with our… more
- Atria Wealth Solutions (Marion, IN)
- …+ Maintain Investment Department website. + Ensure the Investment Department is in compliance with FINRA. + Maintain advertising and complaint files as required by ... the FINRA. + Be prepared for compliance audits by the state or Credit Union Service...products and services the Investment Department has to offer. Position Requirements and Qualifications: Education: High School Diploma or… more
- DuPont (Circleville, OH)
- …a diverse team to support the manufacturing of Vespel(R) Polyimide Resins. **The position works a 12-hour rotating day schedule, including weekends, and supervises a ... Key Responsibilities:** + Set expectations and maintain personnel accountability for compliance with Core Values (EHS, Protect the Planet, Highest Ethical Behavior… more
- DuPont (Wilmington, DE)
- …requirements, system compliance , and interface specifications. This is an onsite position . Team members work 3 days onsite and 2 days remote. Candidates must ... projects and ensure seamless integration with existing systems. + **Security and Compliance :** Implement Azure security best practices, policies, and compliance … more
- First Horizon Bank (Lafayette, LA)
- …, you will have to meet the requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all ... Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance and regulatory framework… more
- DuPont (Midland, MI)
- …programs for the site as well as mentoring the EHS Technicians. The position requires coordinating, implementing, and executing tasks to support and maintain people ... members of the EHS Team to ensure excellent EHS performance and full compliance with regulations and requirements, while meeting business and site objectives. **KEY… more
- NBC Universal (Englewood Cliffs, NJ)
- …Manage preparation and filing of quarterly financial reports with US Securities and Exchange Commission, partnering closely with Investor Relations, Treasury, Legal ... reporting is maintained and oversee all aspects of Sarbanes-Oxley (SOX) compliance + Assist Chief Accounting Officer and Corporate Controller with materials… more